JOSEPH Jason POTURAJ at WELLS FARGO CLEARING SERVICES, LLC – View Complaints, Disclosures, Scams and Audit Report (Updated 2023)

CRD# 7514075
JOSEPH Jason POTURAJ is an Investment Adviser, associated with WELLS FARGO CLEARING SERVICES, LLC located at HENDERSONVILLE, NC. JOSEPH POTURAJ’s Central Registration Depository (CRD) number is 7514075 and the FINRA Profile can be found at – https://brokercheck.finra.org/individual/summary/5134112.

Disclosure #1 for JOSEPH POTURAJ

    • Event Date: 10/12/1996
    • Disclosure Type: Criminal
    • Disclosure Resolution: Final Disposition
    • Disclosure Detail :: Criminal Charges :: Charges: 12C:12-1B(1) – Aggravated assault
    • Disposition: Amended
    • Amended Charges: 12C:12-1 – disorderly persons
    • Amended Charge Type: MISDEMEANOR
    • Amended Charge Disposition: Dismissed
    • Broker Comment: Previously submitted. Charges for an altercation were downgraded to a disorderly persons.


Should I file a FINRA complaint against brokers like JOSEPH Jason POTURAJ?

Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.

Update - 2022.11.15If you have suffered investment losses that may have been caused by JOSEPH Jason POTURAJ’s negligence or fraud, contact a FINRA lawyer today. Most FINRA lawyers work on a contingency fee basis, meaning that you will not be charged for their services unless they successfully collect money for you. Kindly add a comment, or contact us directly if you have any query, or want to be contacted by a FINRA lawyer today!

 
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Frequently Asked Questions About JOSEPH Jason POTURAJ

What is JOSEPH POTURAJ's Central Registration Depository (CRD) Number?

7514075

Which firm is JOSEPH Jason POTURAJ associated with?

WELLS FARGO CLEARING SERVICES, LLC

Where is JOSEPH POTURAJ located?

301 S MAIN ST, HENDERSONVILLE, NC, 28792

Where can I find more details about JOSEPH POTURAJ's Investment Firm?

Visit https://brokercheck.finra.org/firm/summary/19616 to read a detailed report for WELLS FARGO CLEARING SERVICES, LLC

Are there any disclosures, allegations or complaints filed against JOSEPH Jason POTURAJ?

Yes. There are disclosures, allegations, or complaints filed against JOSEPH Jason POTURAJ. Click here to view all details

Where can I download a detailed FINRA report for JOSEPH POTURAJ?

Click here to download a detailed FINRA report for JOSEPH POTURAJ

Is it safe to do business with JOSEPH Jason POTURAJ?

We’re not sure. Please research JOSEPH POTURAJ’s disclosures, allegations and complaints before taking a decision


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