Joseph Edward Keefer at VANGUARD MARKETING CORPORATION – View Complaints, Disclosures, Scams and Audit Report (Updated 2023)

CRD# 6853911
Joseph Edward Keefer is an Investment Adviser, associated with VANGUARD MARKETING CORPORATION located at SCOTTSDALE, AZ. Joseph Keefer’s Central Registration Depository (CRD) number is 6853911 and the FINRA Profile can be found at – https://brokercheck.finra.org/individual/summary/5134112.

Disclosure #1 for Joseph Keefer

    • Event Date: 1/21/2016
    • Disclosure Type: Criminal
    • Resolution: Final Disposition
    • Criminal Charges :: Charges: 719.1(1)(b) Interference with an Official Act (Fake ID)
    • Disposition: Pled guilty


Should I file a FINRA complaint against brokers like Joseph Edward Keefer?

Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.

Update - 2022.11.15If you have suffered investment losses that may have been caused by Joseph Edward Keefer’s negligence or fraud, contact a FINRA lawyer today. Most FINRA lawyers work on a contingency fee basis, meaning that you will not be charged for their services unless they successfully collect money for you. Kindly add a comment, or contact us directly if you have any query, or want to be contacted by a FINRA lawyer today!

 
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Frequently Asked Questions About Joseph Edward Keefer

What is Joseph Keefer's Central Registration Depository (CRD) Number?

6853911

Which firm is Joseph Edward Keefer associated with?

VANGUARD MARKETING CORPORATION

Where is Joseph Keefer located?

14321 NORTH NORTHSIGHT BLVD., SCOTTSDALE, AZ, 85260

Where can I find more details about Joseph Keefer's Investment Firm?

Visit https://brokercheck.finra.org/firm/summary/7452 to read a detailed report for VANGUARD MARKETING CORPORATION

Are there any disclosures, allegations or complaints filed against Joseph Edward Keefer?

Yes. There are disclosures, allegations, or complaints filed against Joseph Edward Keefer. Click here to view all details

Where can I download a detailed FINRA report for Joseph Keefer?

Click here to download a detailed FINRA report for Joseph Keefer

Is it safe to do business with Joseph Edward Keefer?

We’re not sure. Please research Joseph Keefer’s disclosures, allegations and complaints before taking a decision


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