RedFlag, Allegation and/or Complaint against JORDAN LEE FUNKE
Disclosure #1 for JORDAN FUNKE
-
- Event Date: 12/18/2009
- Disclosure Type: Criminal
- Resolution: Final Disposition
- Criminal Charges :: Charges: FIFTH DEGREE THEFT(STREET CONE)
- Disposition: Pled guilty
- Broker Comment: ON 12/18/2009 AT APPROXIMATELY 3AM IN IOWA CITY, IOWA I WAS CHARGED WITH A MISDEMEANOR IN 5TH DEGREE THEFT, PUBLIC INTOXICATION, AS WELL AS INTERFERENCE WITH OFFICIAL ACTS. SOME FRIENDS AND I WERE PLAYING AROUND WITH ORANGE ROAD CONSTRUCTION CONES WHEN CONFRONTED BY POLICE; WE HAD THEN DECIDED TO FLEE THE PREMISES. I WAS INTOXICATED AT THIS TIME, THUS MY JUDGMENT WAS IMPAIRED AND I MADE A HUGE MISTAKE. I PLEAD GUILTY TO ALL CHARGES AND I HAD NO ISSUES PRIOR TO THIS INCIDENT AS WELL AS I HAVE HAD NO FURTHER ISSUES SINCE THAT TIME. I APPRECIATE YOUR UNDERSTANDING OF MAKING A STUPID MISTAKE AND I APPRECIATE YOUR CONSIDERATION.
Should I file a FINRA complaint against brokers like JORDAN LEE FUNKE?
Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.
Frequently Asked Questions About JORDAN LEE FUNKE
What is JORDAN FUNKE's Central Registration Depository (CRD) Number?
Which firm is JORDAN LEE FUNKE associated with?
Where is JORDAN FUNKE located?
Where can I find more details about JORDAN FUNKE's Investment Firm?
Are there any disclosures, allegations or complaints filed against JORDAN LEE FUNKE?
Where can I download a detailed FINRA report for JORDAN FUNKE?
Is it safe to do business with JORDAN LEE FUNKE?
All information displayed on this page is publicly available information under SEC guidelines, in compliance with 5 U.S.C. § 552 (Freedom of Information Act) and 5 U.S.C. § 552a (the Privacy Act) and is published unmodified, as provided by FINRA. BrokerAudit.com does not modify the data and makes no claims regarding its accuracy, nor will entertain any request to remove any entry. The inclusion of a person or entity in the BrokerAudit Database is not intended to suggest or imply that they have engaged in illegal or improper conduct related to FINRA. BrokerAudit.com intends to offer a platform where suspicious activities can be shared and discussed in a secure environment.
Originally reported on November 17, 2022 @ 8:33 pm
