JONATHAN THOMAS MOAKE at TD AMERITRADE, INC. – View Complaints, Disclosures, Scams and Audit Report (Updated 2023)

CRD# 6682958
JONATHAN THOMAS MOAKE is an Investment Adviser, associated with TD AMERITRADE, INC. located at OMAHA, NE. JONATHAN MOAKE’s Central Registration Depository (CRD) number is 6682958 and the FINRA Profile can be found at –

Disclosure #1 for JONATHAN MOAKE

    • Event Date: 9/2/2012
    • Disclosure Type: Criminal
    • Disclosure Resolution: Final Disposition
    • Disclosure Detail :: Criminal Charges :: Charges: Second Degree Assault
    • Disposition: Found not guilty Charges: Use of a Deadly Weapon to Commit a Felony
    • Disposition: Found not guilty
    • Broker Comment: I was innocent of the charges. I was attacked by 3 people at once and would have suffered grievous bodily harm or death had I not defended myself. I was similarly outnumbered when it came to describing what happened to responding officers. They believed the aggressors story initially, leading to my arrest and charges.
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Should I file a FINRA complaint against brokers like JONATHAN THOMAS MOAKE?

Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.

Update - 2022.11.15If you have suffered investment losses that may have been caused by JONATHAN THOMAS MOAKE’s negligence or fraud, contact a FINRA lawyer today. Most FINRA lawyers work on a contingency fee basis, meaning that you will not be charged for their services unless they successfully collect money for you. Kindly add a comment, or contact us directly if you have any query, or want to be contacted by a FINRA lawyer today!

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Frequently Asked Questions About JONATHAN THOMAS MOAKE

What is JONATHAN MOAKE's Central Registration Depository (CRD) Number?


Which firm is JONATHAN THOMAS MOAKE associated with?


Where is JONATHAN MOAKE located?

200 SOUTH 108TH AVENUE, OMAHA, NE, 68154

Where can I find more details about JONATHAN MOAKE's Investment Firm?

Visit to read a detailed report for TD AMERITRADE, INC.

Are there any disclosures, allegations or complaints filed against JONATHAN THOMAS MOAKE?

Yes. There are disclosures, allegations, or complaints filed against JONATHAN THOMAS MOAKE. Click here to view all details

Where can I download a detailed FINRA report for JONATHAN MOAKE?

Click here to download a detailed FINRA report for JONATHAN MOAKE

Is it safe to do business with JONATHAN THOMAS MOAKE?

We’re not sure. Please research JONATHAN MOAKE’s disclosures, allegations and complaints before taking a decision

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Originally reported on November 17, 2022 @ 9:13 pm

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