RedFlag, Allegation and/or Complaint against JONATHAN MATTHEW HART
Disclosure #1 for JONATHAN HART
- Event Date: 7/19/2003
- Disclosure Type: Criminal
- Resolution: Final Disposition
- Criminal Charges :: Charges: MISREPRESENTATION OF AGE
- Disposition: Dismissed
- Broker Comment: I WAS CHARGED WITH A MISDEMEANOR ON 7/19/2003 FOR ATTEMPTING TO ENTER AN ALCOHOL CONTROL ESTABLISHMENT USING FALSE IDENTIFICATION THAT MISREPRESENTED MY AGE. I SUCCESSFULLY COMPLETED A PRE-TRIAL DIVERSION FOR FIRST TIME OFFENDERS WHEREBY MY CHARGES WERE DISMISSED NOLLE PROSEQUI ON 8/22/2003. I FULLY ACCEPT RESPONSIBILITY FOR THIS INCIDENT AND ACKNOWLEDGE MY LACK OF JUDGMENT.
Should I file a FINRA complaint against brokers like JONATHAN MATTHEW HART?
Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.
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Originally posted on November 17, 2022 @ 8:52 pm