JON THOMAS MAXIMO at TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC – View Complaints, Disclosures, Scams and Audit Report (Updated 2023)

CRD# 6359065
JON THOMAS MAXIMO is an Investment Adviser, associated with TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC located at DENVER, CO. JON MAXIMO’s Central Registration Depository (CRD) number is 6359065 and the FINRA Profile can be found at –

Disclosure #1 for JON MAXIMO

    • Event Date: 7/24/2015
    • Disclosure Type: Financial
    • Resolution: Final
    • Type: Compromise
    • Disposition: COMPROMISE

Should I file a FINRA complaint against brokers like JON THOMAS MAXIMO?

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Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.

Update - 2022.11.15If you have suffered investment losses that may have been caused by JON THOMAS MAXIMO’s negligence or fraud, contact a FINRA lawyer today. Most FINRA lawyers work on a contingency fee basis, meaning that you will not be charged for their services unless they successfully collect money for you. Kindly add a comment, or contact us directly if you have any query, or want to be contacted by a FINRA lawyer today!

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Frequently Asked Questions About JON THOMAS MAXIMO

What is JON MAXIMO's Central Registration Depository (CRD) Number?


Which firm is JON THOMAS MAXIMO associated with?


Where is JON MAXIMO located?

1670 BROADWAY, DENVER, CO, 80202-5602

Where can I find more details about JON MAXIMO's Investment Firm?

Visit to read a detailed report for TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC

Are there any disclosures, allegations or complaints filed against JON THOMAS MAXIMO?

Yes. There are disclosures, allegations, or complaints filed against JON THOMAS MAXIMO. Click here to view all details

Where can I download a detailed FINRA report for JON MAXIMO?

Click here to download a detailed FINRA report for JON MAXIMO

Is it safe to do business with JON THOMAS MAXIMO?

We’re not sure. Please research JON MAXIMO’s disclosures, allegations and complaints before taking a decision

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Originally reported on November 17, 2022 @ 8:46 pm

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