JON EVERETT HEISLER at SANFORD C. BERNSTEIN & CO., LLC – View Complaints, Disclosures, Scams and Audit Report (Updated 2023)

CRD# 4389336
JON EVERETT HEISLER is an Investment Adviser, associated with SANFORD C. BERNSTEIN & CO., LLC located at WASHINGTON, DC. JON HEISLER’s Central Registration Depository (CRD) number is 4389336 and the FINRA Profile can be found at – https://brokercheck.finra.org/individual/summary/5134112.

Disclosure #1 for JON HEISLER

    • Event Date: 4/1/1981
    • Disclosure Type: Criminal
    • Disclosure Resolution: Final Disposition
    • Disclosure Detail :: Criminal Charges :: Charges: 1) ONE COUNT 2) MISDEMEANOR 3) GUILTY PLEA 4) N/A
    • Charge Type: MISDEMEANOR
    • Disposition: A) DISPOSITION: GUILTY B) DATE: 7/7/1981 C) SENTENCE/PENALTY: NONE D) DURATION: NONE E) START DATE OF PENALTY: N/A F) PENALTY/FINE AMOUNT: N/A G) DATE PAID: N/A
    • Broker Comment: THE EVENT TOOK PLACE IN CHARLOTTE, NORTH CAROLINA IN THE SPRING OF 1981. A HIGH SCHOOL STUDENT AT THE TIME, I WAS OUT ON THE TOWN WITH A GROUP OF FRIENDS THE NIGHT BEFORE OUR FINAL SPRING BREAK TRIP TO THE BEACH. AS PART OF A JUVENILE GAME, WE CONCOCTED A RIDICULOUS TYPE OF SCAVENGER HUNT IN WHICH EACH OF US WAS TO OBTAIN A SMALL ARTICLE THAT PERTAINED TO THE BEACH. THE ITEM I WAS ASSIGNED TO OBTAIN WAS A BOTTLE OF SUN TAN LOTION. WHILE MY FRIENDS WAITED IN THE CAR, I WENT INTO A LOCAL STORE AND ATTEMPTED TO STEAL A $2.49 BOTTLE OF LOTION BY CONCEALING IT IN MY SHORTS. UPON DOING SO, I WAS IMMEDIATELY DETAINED BY A SECURITY GUARD WHO HAD OBSERVED THE ENTIRE SCENE. A POLICE OFFICER WAS CALLED. I WAS ARRESTED AND TAKEN TO THE POLICE STATION WHERE I WAS FINGER PRINTED AND CHARGED. MY PARENTS WERE BOTH NOTIFIED. I WAS RELEASED BUT ORDERED TO APPEAR IN COURT AT A LATER DATE. WE RETAINED AN ATTORNEY TO REPRESENT ME IN COURT. THE OFFICIAL CHARGE ENTERED BY THE PROSECUTOR WAS FOR TRESPASSING. I ASSUME THIS WAS DUE TO THE NATURE OF THE INCIDENT. I ENTERED A PLEA OF GUILTY. NO TYPE OF PENALTY, SENTENCE, FINE OR COMMUNITY SERVICE WAS ADMINISTERED.


Should I file a FINRA complaint against brokers like JON EVERETT HEISLER?

Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.

Update - 2022.11.15If you have suffered investment losses that may have been caused by JON EVERETT HEISLER’s negligence or fraud, contact a FINRA lawyer today. Most FINRA lawyers work on a contingency fee basis, meaning that you will not be charged for their services unless they successfully collect money for you. Kindly add a comment, or contact us directly if you have any query, or want to be contacted by a FINRA lawyer today!

 
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Frequently Asked Questions About JON EVERETT HEISLER

What is JON HEISLER's Central Registration Depository (CRD) Number?

4389336

Which firm is JON EVERETT HEISLER associated with?

SANFORD C. BERNSTEIN & CO., LLC

Where is JON HEISLER located?

800 CONNECTICUT AVENUE, N.W., WASHINGTON, DC, 20006-2720

Where can I find more details about JON HEISLER's Investment Firm?

Visit https://brokercheck.finra.org/firm/summary/104474 to read a detailed report for SANFORD C. BERNSTEIN & CO., LLC

Are there any disclosures, allegations or complaints filed against JON EVERETT HEISLER?

Yes. There are disclosures, allegations, or complaints filed against JON EVERETT HEISLER. Click here to view all details

Where can I download a detailed FINRA report for JON HEISLER?

Click here to download a detailed FINRA report for JON HEISLER

Is it safe to do business with JON EVERETT HEISLER?

We’re not sure. Please research JON HEISLER’s disclosures, allegations and complaints before taking a decision


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