JOHN ROBERT DOYLE at UBS FINANCIAL SERVICES INC. – View Complaints, Disclosures, Scams and Audit Report (Updated 2023)

CRD# 2417520
JOHN ROBERT DOYLE is an Investment Adviser, associated with UBS FINANCIAL SERVICES INC. located at STAMFORD, CT. JOHN DOYLE’s Central Registration Depository (CRD) number is 2417520 and the FINRA Profile can be found at –

Disclosure #1 for JOHN DOYLE

    • Event Date: 4/13/2021
    • Disclosure Type: Customer Dispute
    • Disclosure Resolution: Denied
    • Disclosure Detail :: Allegations: Time Frame: November 2, 2020 to April 8, 2021 The client alleges his instructions to purchase a security was not followed
    • Damage Amount Requested: $5,430.00
    • Arbitration Docket Number:
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Should I file a FINRA complaint against brokers like JOHN ROBERT DOYLE?

Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.

Update - 2022.11.15If you have suffered investment losses that may have been caused by JOHN ROBERT DOYLE’s negligence or fraud, contact a FINRA lawyer today. Most FINRA lawyers work on a contingency fee basis, meaning that you will not be charged for their services unless they successfully collect money for you. Kindly add a comment, or contact us directly if you have any query, or want to be contacted by a FINRA lawyer today!

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Frequently Asked Questions About JOHN ROBERT DOYLE

What is JOHN DOYLE's Central Registration Depository (CRD) Number?


Which firm is JOHN ROBERT DOYLE associated with?


Where is JOHN DOYLE located?

600 Washington Blvd 9th floor, STAMFORD, CT, 6901

Where can I find more details about JOHN DOYLE's Investment Firm?

Visit to read a detailed report for UBS FINANCIAL SERVICES INC.

Are there any disclosures, allegations or complaints filed against JOHN ROBERT DOYLE?

Yes. There are disclosures, allegations, or complaints filed against JOHN ROBERT DOYLE. Click here to view all details

Where can I download a detailed FINRA report for JOHN DOYLE?

Click here to download a detailed FINRA report for JOHN DOYLE

Is it safe to do business with JOHN ROBERT DOYLE?

We’re not sure. Please research JOHN DOYLE’s disclosures, allegations and complaints before taking a decision

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Originally reported on November 17, 2022 @ 9:00 pm

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