JOHN PATRICK ROBINSON at SUMO CAPITAL, LLC – View Complaints, Disclosures, Scams and Audit Report (Updated 2023)

CRD# 2360205
JOHN PATRICK ROBINSON is an Investment Adviser, associated with SUMO CAPITAL, LLC located at CHICAGO, IL. JOHN ROBINSON’s Central Registration Depository (CRD) number is 2360205 and the FINRA Profile can be found at – https://brokercheck.finra.org/individual/summary/5134112.

Disclosure #1 for JOHN ROBINSON

    • Event Date: 11/30/1994
    • Disclosure Type: Regulatory
    • Resolution: Final |FDA Docket:96-SF-0002
    • AAO Docket: 96–0002
    • Initiated By: CBOE
    • Allegations: LETCO DPM exceeded the position limit in the CYQ option class on November 11,14,15,16,17,18,1994
    • Resolution: Acceptance, Waiver & Consent(AWC) |Sanctions: Civil and Administrative Penalty(ies)/Fine(s) |Amount: $15,000.00
    • Sanctions: $15,000 joint and several fine to LETCO DPM, John Robinson and eight other members that were employed as LETCO DPMs.
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Should I file a FINRA complaint against brokers like JOHN PATRICK ROBINSON?

Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.

Update - 2022.11.15If you have suffered investment losses that may have been caused by JOHN PATRICK ROBINSON’s negligence or fraud, contact a FINRA lawyer today. Most FINRA lawyers work on a contingency fee basis, meaning that you will not be charged for their services unless they successfully collect money for you. Kindly add a comment, or contact us directly if you have any query, or want to be contacted by a FINRA lawyer today!

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Frequently Asked Questions About JOHN PATRICK ROBINSON

What is JOHN ROBINSON's Central Registration Depository (CRD) Number?

2360205

Which firm is JOHN PATRICK ROBINSON associated with?

SUMO CAPITAL, LLC

Where is JOHN ROBINSON located?

425 S. FINANCIAL PLACE, CHICAGO, IL, 60605

Where can I find more details about JOHN ROBINSON's Investment Firm?

Visit https://brokercheck.finra.org/firm/summary/146310 to read a detailed report for SUMO CAPITAL, LLC

Are there any disclosures, allegations or complaints filed against JOHN PATRICK ROBINSON?

Yes. There are disclosures, allegations, or complaints filed against JOHN PATRICK ROBINSON. Click here to view all details

Where can I download a detailed FINRA report for JOHN ROBINSON?

Click here to download a detailed FINRA report for JOHN ROBINSON

Is it safe to do business with JOHN PATRICK ROBINSON?

We’re not sure. Please research JOHN ROBINSON’s disclosures, allegations and complaints before taking a decision

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Originally posted on November 17, 2022 @ 9:05 pm

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