JOHN P DERRINGTON at PFS INVESTMENTS INC. – View Complaints, Disclosures, Scams and Audit Report (Updated 2023)

CRD# 5202305
JOHN P DERRINGTON is an Investment Adviser, associated with PFS INVESTMENTS INC. located at RIVER FALLS, WI. JOHN DERRINGTON’s Central Registration Depository (CRD) number is 5202305 and the FINRA Profile can be found at – https://brokercheck.finra.org/individual/summary/5134112.

Disclosure #1 for JOHN DERRINGTON

    • Event Date: 9/30/2016
    • Disclosure Type: Financial
    • Resolution: Final
    • Type: Compromise
    • Disposition: Dismissed
    • Broker Comment: THIS COMPROMISE IS FOR A CREDI CARD BALANCE OF $25688.30. THE CREDITOR AGREED FOR THE DEBT TO BE SATISFIED WITH 4 PAYMENTS OF $655.00, AND 8 PAYMENTS OF $1155.00 TOTAL OF $12,360.00 TO BE PAID BY 08/30/2017


Should I file a FINRA complaint against brokers like JOHN P DERRINGTON?

Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.

Update - 2022.11.15If you have suffered investment losses that may have been caused by JOHN P DERRINGTON’s negligence or fraud, contact a FINRA lawyer today. Most FINRA lawyers work on a contingency fee basis, meaning that you will not be charged for their services unless they successfully collect money for you. Kindly add a comment, or contact us directly if you have any query, or want to be contacted by a FINRA lawyer today!

 
BrokerAudit.com helps you make informed choices about brokers and brokerage firms and provides easy access to investment adviser information. Our database reports whether a person or firm is registered, as required by law, to sell securities (stocks, bonds, mutual funds, and more), offer investment advice, or both. We provide you with a snapshot of a broker’s employment history, regulatory actions, investment-related licensing information, arbitrations, and complaints, and allow users to share their experiences and reviews with these brokers and brokerage firms.


Frequently Asked Questions About JOHN P DERRINGTON

What is JOHN DERRINGTON's Central Registration Depository (CRD) Number?

5202305

Which firm is JOHN P DERRINGTON associated with?

PFS INVESTMENTS INC.

Where is JOHN DERRINGTON located?

1561 COMMERCE CT, RIVER FALLS, WI, 54022

Where can I find more details about JOHN DERRINGTON's Investment Firm?

Visit https://brokercheck.finra.org/firm/summary/10111 to read a detailed report for PFS INVESTMENTS INC.

Are there any disclosures, allegations or complaints filed against JOHN P DERRINGTON?

Yes. There are disclosures, allegations, or complaints filed against JOHN P DERRINGTON. Click here to view all details

Where can I download a detailed FINRA report for JOHN DERRINGTON?

Click here to download a detailed FINRA report for JOHN DERRINGTON

Is it safe to do business with JOHN P DERRINGTON?

We’re not sure. Please research JOHN DERRINGTON’s disclosures, allegations and complaints before taking a decision


Report Inaccuracy
Disclaimer

All information displayed on this page is publicly available information under SEC guidelines, in compliance with 5 U.S.C. § 552 (Freedom of Information Act) and 5 U.S.C. § 552a (the Privacy Act) and is published unmodified, as provided by FINRA. BrokerAudit.com does not modify the data and makes no claims regarding its accuracy, nor will entertain any request to remove any entry. The inclusion of a person or entity in the BrokerAudit Database is not intended to suggest or imply that they have engaged in illegal or improper conduct related to FINRA. BrokerAudit.com intends to offer a platform where suspicious activities can be shared and discussed in a secure environment.



 

Share your experience with this broker

Leave a reply

Broker Audit
Logo
Register New Account