JOHN LAURIN THURLOW at THRIVENT INVESTMENT MANAGEMENT INC. – View Complaints, Disclosures, Scams and Audit Report (Updated 2023)

CRD# 5714167
JOHN LAURIN THURLOW is an Investment Adviser, associated with THRIVENT INVESTMENT MANAGEMENT INC. located at Keizer, OR. JOHN THURLOW’s Central Registration Depository (CRD) number is 5714167 and the FINRA Profile can be found at – https://brokercheck.finra.org/individual/summary/5134112.

Disclosure #1 for JOHN THURLOW

    • Event Date: 9/16/2019
    • Disclosure Type: Customer Dispute
    • Resolution: Settled
    • Allegations: Customer alleged RRs misrepresented the Variable Annuity surrender schedule when the contract was purchased in June 2019.
    • Damage Amount Requested: $9,181.74
    • Arbitration Docket Number:
    • Broker Comment: We settled with the customer by allowing her to exercise her ‘right to cancel’ the contract after the contractual deadline to do so. We returned the premium paid. There was no additional compensation to the customer.


Should I file a FINRA complaint against brokers like JOHN LAURIN THURLOW?

Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.

Update - 2022.11.15If you have suffered investment losses that may have been caused by JOHN LAURIN THURLOW’s negligence or fraud, contact a FINRA lawyer today. Most FINRA lawyers work on a contingency fee basis, meaning that you will not be charged for their services unless they successfully collect money for you. Kindly add a comment, or contact us directly if you have any query, or want to be contacted by a FINRA lawyer today!

 
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Frequently Asked Questions About JOHN LAURIN THURLOW

What is JOHN THURLOW's Central Registration Depository (CRD) Number?

5714167

Which firm is JOHN LAURIN THURLOW associated with?

THRIVENT INVESTMENT MANAGEMENT INC.

Where is JOHN THURLOW located?

103 McNary Estates Dr N, Keizer, OR, 97303

Where can I find more details about JOHN THURLOW's Investment Firm?

Visit https://brokercheck.finra.org/firm/summary/18387 to read a detailed report for THRIVENT INVESTMENT MANAGEMENT INC.

Are there any disclosures, allegations or complaints filed against JOHN LAURIN THURLOW?

Yes. There are disclosures, allegations, or complaints filed against JOHN LAURIN THURLOW. Click here to view all details

Where can I download a detailed FINRA report for JOHN THURLOW?

Click here to download a detailed FINRA report for JOHN THURLOW

Is it safe to do business with JOHN LAURIN THURLOW?

We’re not sure. Please research JOHN THURLOW’s disclosures, allegations and complaints before taking a decision


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