JOHN LAURENCE MANESS at WELLS FARGO CLEARING SERVICES, LLC – View Complaints, Disclosures, Scams and Audit Report (Updated 2023)

CRD# 6987289
JOHN LAURENCE MANESS is an Investment Adviser, associated with WELLS FARGO CLEARING SERVICES, LLC located at PLANO, TX. JOHN MANESS’s Central Registration Depository (CRD) number is 6987289 and the FINRA Profile can be found at – https://brokercheck.finra.org/individual/summary/5134112.

Disclosure #1 for JOHN MANESS

    • Event Date: 1/30/2015
    • Disclosure Type: Financial
    • Resolution: Final
    • Type: Compromise
    • Disposition: Paid Charge Off
    • Broker Comment: I was unable to pay and defaulted on a Student credit card that I used to pay for books/gas/food while in college, due to being on and off waiting tables at the time as I was a full-time student. I began working full-time in 2014, and once I got back on my feet, reached out to settle the account to minimize damage to my credit. They offered a settlement amount of $550, which I paid the first installment of immediately and the second and final installment of approximately 2 weeks later.
See also  BOBBY MITCHELL NEELEY at RAYMOND JAMES FINANCIAL SERVICES, INC. - View Complaints, Disclosures, Scams and Audit Report (Updated 2023)


Should I file a FINRA complaint against brokers like JOHN LAURENCE MANESS?

Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.

Update - 2022.11.15If you have suffered investment losses that may have been caused by JOHN LAURENCE MANESS’s negligence or fraud, contact a FINRA lawyer today. Most FINRA lawyers work on a contingency fee basis, meaning that you will not be charged for their services unless they successfully collect money for you. Kindly add a comment, or contact us directly if you have any query, or want to be contacted by a FINRA lawyer today!

See also  EMMANUEL JAMES TSESMELIS at LPL FINANCIAL LLC - View Complaints, Disclosures, Scams and Audit Report (Updated 2023)

 
BrokerAudit.com helps you make informed choices about brokers and brokerage firms and provides easy access to investment adviser information. Our database reports whether a person or firm is registered, as required by law, to sell securities (stocks, bonds, mutual funds, and more), offer investment advice, or both. We provide you with a snapshot of a broker’s employment history, regulatory actions, investment-related licensing information, arbitrations, and complaints, and allow users to share their experiences and reviews with these brokers and brokerage firms.


Frequently Asked Questions About JOHN LAURENCE MANESS

What is JOHN MANESS's Central Registration Depository (CRD) Number?

6987289

Which firm is JOHN LAURENCE MANESS associated with?

WELLS FARGO CLEARING SERVICES, LLC

Where is JOHN MANESS located?

2400 DALLAS PKWY STE 100, PLANO, TX, 75093

Where can I find more details about JOHN MANESS's Investment Firm?

Visit https://brokercheck.finra.org/firm/summary/19616 to read a detailed report for WELLS FARGO CLEARING SERVICES, LLC

Are there any disclosures, allegations or complaints filed against JOHN LAURENCE MANESS?

Yes. There are disclosures, allegations, or complaints filed against JOHN LAURENCE MANESS. Click here to view all details

Where can I download a detailed FINRA report for JOHN MANESS?

Click here to download a detailed FINRA report for JOHN MANESS

Is it safe to do business with JOHN LAURENCE MANESS?

We’re not sure. Please research JOHN MANESS’s disclosures, allegations and complaints before taking a decision

See also  LAURA JEAN WILLIAMS at JANNEY MONTGOMERY SCOTT LLC - View Complaints, Disclosures, Scams and Audit Report (Updated 2023)


Report Inaccuracy
Disclaimer

All information displayed on this page is publicly available information under SEC guidelines, in compliance with 5 U.S.C. § 552 (Freedom of Information Act) and 5 U.S.C. § 552a (the Privacy Act) and is published unmodified, as provided by FINRA. BrokerAudit.com does not modify the data and makes no claims regarding its accuracy, nor will entertain any request to remove any entry. The inclusion of a person or entity in the BrokerAudit Database is not intended to suggest or imply that they have engaged in illegal or improper conduct related to FINRA. BrokerAudit.com intends to offer a platform where suspicious activities can be shared and discussed in a secure environment.



 

Originally reported on November 17, 2022 @ 9:00 pm

Share your experience with this broker

Leave a reply

Broker Audit
Logo
Register New Account