RedFlag, Allegation and/or Complaint against JOHN HINCKLEY NEBEKER
Disclosure #1 for JOHN NEBEKER
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- Event Date: 7/10/2012
- Disclosure Type: Customer Dispute
- Disclosure Resolution: Settled
- Disclosure Detail :: Allegations: REGARDING THE EXCHANGE OF A VARIABLE ANNUITY POLICY TO A FIXED IMMEDIATE ANNUITY POLICY IN MAY 2012, THE CUSTOMER ALLEGES THERE WERE MULTIPLE DELAYS IN PROCESSING THE APPLICATION AND THE FAILURE TO ALLOCATE HER MONEY INTO MORE STABLE FUNDS RESULTED IN THE DECLINE IN THE ACCUMULATED POLICY VALUE.
- Damage Amount Requested: $9,683.19
- Settlement Amount: $9,683.19
- Arbitration Docket Number:
Should I file a FINRA complaint against brokers like JOHN HINCKLEY NEBEKER?
Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.
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