RedFlag, Allegation and/or Complaint against JOHN EDWARDS LANDERS
Disclosure #1 for JOHN LANDERS
-
- Event Date: 11/26/2012
- Disclosure Type: Customer Dispute
- Disclosure Resolution: Settled
- Disclosure Detail :: Allegations: TIME FRAME: NOVEMBER 27, 2007 TO MARCH 26, 2008 CLIENT ALLEGES HIS FINANCIAL ADVISOR PRESENTED HIS INVESTMENT AS SAFE AND WITHOUT THE RISK OF CAPITAL. THE CLIENT FURTHER ALLEGES HIS FINANCIAL ADVISOR INFORMED HIM THAT THERE WOULD BE NO OR LIMITED DOWNSIDE RISK
- Damage Amount Requested: $50,000.00
- Settlement Amount: $8,110.00
- Arbitration Docket Number:
- Broker Comment: THE MATTER WAS SETTLED TO AVOID THE UNCERTAINITIES AND COST OF THE ARBITRATION FORUM. I WAS NOT ASKED TO PERSONALLY CONTRIBUTE ANY MONIES TOWARD THE SETTLEMENT
Should I file a FINRA complaint against brokers like JOHN EDWARDS LANDERS?
Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.
Frequently Asked Questions About JOHN EDWARDS LANDERS
What is JOHN LANDERS's Central Registration Depository (CRD) Number?
Which firm is JOHN EDWARDS LANDERS associated with?
Where is JOHN LANDERS located?
Where can I find more details about JOHN LANDERS's Investment Firm?
Are there any disclosures, allegations or complaints filed against JOHN EDWARDS LANDERS?
Where can I download a detailed FINRA report for JOHN LANDERS?
Is it safe to do business with JOHN EDWARDS LANDERS?
All information displayed on this page is publicly available information under SEC guidelines, in compliance with 5 U.S.C. § 552 (Freedom of Information Act) and 5 U.S.C. § 552a (the Privacy Act) and is published unmodified, as provided by FINRA. BrokerAudit.com does not modify the data and makes no claims regarding its accuracy, nor will entertain any request to remove any entry. The inclusion of a person or entity in the BrokerAudit Database is not intended to suggest or imply that they have engaged in illegal or improper conduct related to FINRA. BrokerAudit.com intends to offer a platform where suspicious activities can be shared and discussed in a secure environment.
Originally reported on November 17, 2022 @ 8:59 pm
