RedFlag, Allegation and/or Complaint against JOHN BROWN SABATER
Disclosure #1 for JOHN SABATER
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- Event Date: 1/6/1983
- Disclosure Type: Criminal
- Resolution: Final Disposition
- Criminal Charges :: Charges: POSSESSION OF A HAND GUN
- Disposition: Pled guilty
- Amended Charges: Felony Possession of Handgun
- Amended Charge Type: FELONY
- Amended Charge Disposition: 24 MONTHS SUPERVISED PROBATION – COMPLETED SUCCESSFULLY
- Broker Comment: ON OR AROUND THE 6TH OF JANUARY 1983, I, JOHN SABATER WAS CHARGED BY THE MONTGOMERY POLICE DEPARTMENT IN THE STATE OF MARYLAND, FOR ASSAULT AND WEARING AND CARRYING A HANDGUN. THE INCIDENT STARTED AT A LOCAL RESTAURANT AND BAR. WHEN THE CASE WAS HEARD IN COURT, THE CHARGES WERE REDUCED TO GUN POSSESSION AND THE ASSAULT CHARGES WERE DROPPED. THE FINAL DISPOSITION FOR THIS CASE WAS A PBJ (PROBATION BEFORE JUDGMENT). HOWEVER, 2 MONTHS AFTER MY COURT APPEARANCE, I WAS PULLED OVER FOR DRIVING UNDER THE INFLUENCE OF ALCOHOL AND THE NEW CHARGE (DUI) VOIDED MY PREVIOUS DISPOSITION. I WAS NOW IN VIOLATION OF MY PROBATION WHICH MEANT THAT THE CHARGES WERE NOW A FELONY CHARGE. I WAS SUBSEQUENTLY PLACED ON SUPERVISED PROBATION FOR 24 MONTHS WHICH I SUCCESSFULLY COMPLETED AND SATISFIED. NO FURTHER CHARGES WERE FILED AGAINST ME AND I DID NOT HAVE TO DO ANY JAIL TIME. THE FELONY CHARGE STUCK AS A RESULT OF MY DUI FOR VIOLATING MY PROBATION. IT WAS SHOWING AS A FELONY ON MY RECORD BUT FOR SOME REASON MARYLAND IS NOW SHOWING THE OFFENSE AS A MISDEMEANOR.
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Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.
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Originally reported on November 17, 2022 @ 9:47 pm
