RedFlag, Allegation and/or Complaint against JOE MACK ESPINO
Disclosure #1 for JOE ESPINO
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- Event Date: 6/10/2010
- Disclosure Type: Criminal
- Resolution: Final Disposition
- Criminal Charges :: Charges: POSSESSION OF NARCOTICS WITH INTENT TO DISTRIBUTE
- Disposition: Dismissed
- Amended Charges: DISMISSED WITHOUT CONVICTION OR SENTENCE.
- Amended Charge Type: OTHER
- Amended Charge Disposition: Dismissed
- Broker Comment: ALL CHARGES WERE DISMISSED WITHOUT SENTENCE OR CONVICTION. THIS WAS TRULY MY LOWEST POINT OF MY LIFE.
Should I file a FINRA complaint against brokers like JOE MACK ESPINO?
Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.
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Originally reported on November 17, 2022 @ 8:48 pm
