JIMMY GARCIA at TD AMERITRADE, INC. – View Complaints, Disclosures, Scams and Audit Report (Updated 2023)

CRD# 6116953
JIMMY GARCIA is an Investment Adviser, associated with TD AMERITRADE, INC. located at Southlake, TX. JIMMY GARCIA’s Central Registration Depository (CRD) number is 6116953 and the FINRA Profile can be found at – https://brokercheck.finra.org/individual/summary/5134112.

Disclosure #1 for JIMMY GARCIA

    • Event Date: 5/27/2021
    • Disclosure Type: Financial
    • Resolution: Final
    • Type: Bankruptcy
    • Disposition: Discharged


Should I file a FINRA complaint against brokers like JIMMY GARCIA?

Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.

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Update - 2022.11.15If you have suffered investment losses that may have been caused by JIMMY GARCIA’s negligence or fraud, contact a FINRA lawyer today. Most FINRA lawyers work on a contingency fee basis, meaning that you will not be charged for their services unless they successfully collect money for you. Kindly add a comment, or contact us directly if you have any query, or want to be contacted by a FINRA lawyer today!

 
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Frequently Asked Questions About JIMMY GARCIA

What is JIMMY GARCIA's Central Registration Depository (CRD) Number?

6116953

Which firm is JIMMY GARCIA associated with?

TD AMERITRADE, INC.

Where is JIMMY GARCIA located?

3000 TD Ameritrade Lane, Southlake, TX, 76092

Where can I find more details about JIMMY GARCIA's Investment Firm?

Visit https://brokercheck.finra.org/firm/summary/7870 to read a detailed report for TD AMERITRADE, INC.

Are there any disclosures, allegations or complaints filed against JIMMY GARCIA?

Yes. There are disclosures, allegations, or complaints filed against JIMMY GARCIA. Click here to view all details

Where can I download a detailed FINRA report for JIMMY GARCIA?

Click here to download a detailed FINRA report for JIMMY GARCIA

Is it safe to do business with JIMMY GARCIA?

We’re not sure. Please research JIMMY GARCIA’s disclosures, allegations and complaints before taking a decision


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Originally reported on November 17, 2022 @ 9:11 pm

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