Jesus Armando Rodriguez at CHARLES SCHWAB & CO., INC. – View Complaints, Disclosures, Scams and Audit Report (Updated 2023)

CRD# 6889080
Jesus Armando Rodriguez is an Investment Adviser, associated with CHARLES SCHWAB & CO., INC. located at Austin, TX. Jesus Rodriguez’s Central Registration Depository (CRD) number is 6889080 and the FINRA Profile can be found at – https://brokercheck.finra.org/individual/summary/5134112.

Disclosure #1 for Jesus Rodriguez

    • Event Date: 3/1/2004
    • Disclosure Type: Criminal
    • Disclosure Resolution: Final Disposition
    • Disclosure Detail :: Criminal Charges :: Charges: Engaging in Organized Criminal Activity
    • Disposition: Dismissed
    • Amended Charges: Engaging in Organized Criminal Activity
    • Amended Charge Type: MISDEMEANOR
    • Amended Charge Disposition: Dismissed
    • Broker Comment: When I was 15 or 16 years old, I stole a truck with 2 friends in High School. In July of 2003, age 17, I was arrested as a minor. Due to multiple parties being involved, I was charged with multiple counts of Engaging in Organized Crime. Afterwards, the nature of the charges caused the court to push for adult responsibility. In March 2004, I was officially charged as an adult, April 2004 I was judged to serve punishment listed above. In 2010 I completed my community supervision program with zero issues and restitution fully paid back. Final status is listed as Dismissed/Disposed. There have been zero infractions since then other than traffic tickets. There has never been any sort of investment related crimes committed with almost 15 years separating current date with the dates of the crime and original charges.
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Should I file a FINRA complaint against brokers like Jesus Armando Rodriguez?

Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.

Update - 2022.11.15If you have suffered investment losses that may have been caused by Jesus Armando Rodriguez’s negligence or fraud, contact a FINRA lawyer today. Most FINRA lawyers work on a contingency fee basis, meaning that you will not be charged for their services unless they successfully collect money for you. Kindly add a comment, or contact us directly if you have any query, or want to be contacted by a FINRA lawyer today!

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Frequently Asked Questions About Jesus Armando Rodriguez

What is Jesus Rodriguez's Central Registration Depository (CRD) Number?

6889080

Which firm is Jesus Armando Rodriguez associated with?

CHARLES SCHWAB & CO., INC.

Where is Jesus Rodriguez located?

11800 Schwab Way, Austin, TX, 78758

Where can I find more details about Jesus Rodriguez's Investment Firm?

Visit https://brokercheck.finra.org/firm/summary/5393 to read a detailed report for CHARLES SCHWAB & CO., INC.

Are there any disclosures, allegations or complaints filed against Jesus Armando Rodriguez?

Yes. There are disclosures, allegations, or complaints filed against Jesus Armando Rodriguez. Click here to view all details

Where can I download a detailed FINRA report for Jesus Rodriguez?

Click here to download a detailed FINRA report for Jesus Rodriguez

Is it safe to do business with Jesus Armando Rodriguez?

We’re not sure. Please research Jesus Rodriguez’s disclosures, allegations and complaints before taking a decision

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