JESSIE SMALLWOOD at PFS INVESTMENTS INC. – View Complaints, Disclosures, Scams and Audit Report (Updated 2023)

CRD# 1974023
JESSIE SMALLWOOD is an Investment Adviser, associated with PFS INVESTMENTS INC. located at METAIRIE, LA. JESSIE SMALLWOOD’s Central Registration Depository (CRD) number is 1974023 and the FINRA Profile can be found at –

Disclosure #1 for JESSIE SMALLWOOD

    • Event Date: 12/28/2017
    • Disclosure Type: Customer Dispute
    • Disclosure Resolution: Settled
    • Settlement Amount: $7,215.14
    • Arbitration Docket Number:

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Should I file a FINRA complaint against brokers like JESSIE SMALLWOOD?

Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.

Update - 2022.11.15If you have suffered investment losses that may have been caused by JESSIE SMALLWOOD’s negligence or fraud, contact a FINRA lawyer today. Most FINRA lawyers work on a contingency fee basis, meaning that you will not be charged for their services unless they successfully collect money for you. Kindly add a comment, or contact us directly if you have any query, or want to be contacted by a FINRA lawyer today!

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Frequently Asked Questions About JESSIE SMALLWOOD

What is JESSIE SMALLWOOD's Central Registration Depository (CRD) Number?


Which firm is JESSIE SMALLWOOD associated with?


Where is JESSIE SMALLWOOD located?

4200 S I-10 SERVICE RD W, METAIRIE, LA, 70001

Where can I find more details about JESSIE SMALLWOOD's Investment Firm?

Visit to read a detailed report for PFS INVESTMENTS INC.

Are there any disclosures, allegations or complaints filed against JESSIE SMALLWOOD?

Yes. There are disclosures, allegations, or complaints filed against JESSIE SMALLWOOD. Click here to view all details

Where can I download a detailed FINRA report for JESSIE SMALLWOOD?

Click here to download a detailed FINRA report for JESSIE SMALLWOOD

Is it safe to do business with JESSIE SMALLWOOD?

We’re not sure. Please research JESSIE SMALLWOOD’s disclosures, allegations and complaints before taking a decision

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Originally reported on November 17, 2022 @ 8:33 pm

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