Jessenia Ponce at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED – View Complaints, Disclosures, Scams and Audit Report (Updated 2023)

CRD# 6880972
Jessenia Ponce is an Investment Adviser, associated with MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED located at CORAL GABLES, FL. Jessenia Ponce’s Central Registration Depository (CRD) number is 6880972 and the FINRA Profile can be found at –

Disclosure #1 for Jessenia Ponce

    • Event Date: 11/29/2012
    • Disclosure Type: Financial
    • Disclosure Resolution: Final
    • Disclosure Detail :: Type: Bankruptcy
    • Disposition: Discharged

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Should I file a FINRA complaint against brokers like Jessenia Ponce?

Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.

Update - 2022.11.15If you have suffered investment losses that may have been caused by Jessenia Ponce’s negligence or fraud, contact a FINRA lawyer today. Most FINRA lawyers work on a contingency fee basis, meaning that you will not be charged for their services unless they successfully collect money for you. Kindly add a comment, or contact us directly if you have any query, or want to be contacted by a FINRA lawyer today!

See also  Review of Five Important Facts to Keep In Mind(2023) helps you make informed choices about brokers and brokerage firms and provides easy access to investment adviser information. Our database reports whether a person or firm is registered, as required by law, to sell securities (stocks, bonds, mutual funds, and more), offer investment advice, or both. We provide you with a snapshot of a broker’s employment history, regulatory actions, investment-related licensing information, arbitrations, and complaints, and allow users to share their experiences and reviews with these brokers and brokerage firms.

Frequently Asked Questions About Jessenia Ponce

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Where can I find more details about Jessenia Ponce's Investment Firm?

Visit to read a detailed report for MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Are there any disclosures, allegations or complaints filed against Jessenia Ponce?

Yes. There are disclosures, allegations, or complaints filed against Jessenia Ponce. Click here to view all details

Where can I download a detailed FINRA report for Jessenia Ponce?

Click here to download a detailed FINRA report for Jessenia Ponce

Is it safe to do business with Jessenia Ponce?

We’re not sure. Please research Jessenia Ponce’s disclosures, allegations and complaints before taking a decision

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