JESSE Michael THURMAN at VANGUARD MARKETING CORPORATION – View Complaints, Disclosures, Scams and Audit Report (Updated 2023)

CRD# 6685210
JESSE Michael THURMAN is an Investment Adviser, associated with VANGUARD MARKETING CORPORATION located at SCOTTSDALE, AZ. JESSE THURMAN’s Central Registration Depository (CRD) number is 6685210 and the FINRA Profile can be found at –

Disclosure #1 for JESSE THURMAN

    • Event Date: 1/15/2016
    • Disclosure Type: Financial
    • Resolution: Final
    • Type: Compromise
    • Disposition: Settled

Should I file a FINRA complaint against brokers like JESSE Michael THURMAN?

See also  Gretchen Marie Tibbits at DC ADVISORY - View Complaints, Disclosures, Scams and Audit Report (Updated 2023)

Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.

Update - 2022.11.15If you have suffered investment losses that may have been caused by JESSE Michael THURMAN’s negligence or fraud, contact a FINRA lawyer today. Most FINRA lawyers work on a contingency fee basis, meaning that you will not be charged for their services unless they successfully collect money for you. Kindly add a comment, or contact us directly if you have any query, or want to be contacted by a FINRA lawyer today!

See also  GILBERT FRANK JIMENEZ at VANGUARD MARKETING CORPORATION - View Complaints, Disclosures, Scams and Audit Report (Updated 2023) helps you make informed choices about brokers and brokerage firms and provides easy access to investment adviser information. Our database reports whether a person or firm is registered, as required by law, to sell securities (stocks, bonds, mutual funds, and more), offer investment advice, or both. We provide you with a snapshot of a broker’s employment history, regulatory actions, investment-related licensing information, arbitrations, and complaints, and allow users to share their experiences and reviews with these brokers and brokerage firms.

Frequently Asked Questions About JESSE Michael THURMAN

What is JESSE THURMAN's Central Registration Depository (CRD) Number?


Which firm is JESSE Michael THURMAN associated with?


Where is JESSE THURMAN located?


Where can I find more details about JESSE THURMAN's Investment Firm?

Visit to read a detailed report for VANGUARD MARKETING CORPORATION

Are there any disclosures, allegations or complaints filed against JESSE Michael THURMAN?

Yes. There are disclosures, allegations, or complaints filed against JESSE Michael THURMAN. Click here to view all details

Where can I download a detailed FINRA report for JESSE THURMAN?

Click here to download a detailed FINRA report for JESSE THURMAN

Is it safe to do business with JESSE Michael THURMAN?

We’re not sure. Please research JESSE THURMAN’s disclosures, allegations and complaints before taking a decision

See also  THOMAS STEPHEN COAKLEY at VANGUARD MARKETING CORPORATION - View Complaints, Disclosures, Scams and Audit Report (Updated 2023)

Report Inaccuracy

All information displayed on this page is publicly available information under SEC guidelines, in compliance with 5 U.S.C. § 552 (Freedom of Information Act) and 5 U.S.C. § 552a (the Privacy Act) and is published unmodified, as provided by FINRA. does not modify the data and makes no claims regarding its accuracy, nor will entertain any request to remove any entry. The inclusion of a person or entity in the BrokerAudit Database is not intended to suggest or imply that they have engaged in illegal or improper conduct related to FINRA. intends to offer a platform where suspicious activities can be shared and discussed in a secure environment.


Originally reported on November 17, 2022 @ 9:06 pm

Share your experience with this broker

Leave a reply

Broker Audit
Register New Account