JENNIFER MARIE COX at WELLS FARGO CLEARING SERVICES, LLC – View Complaints, Disclosures, Scams and Audit Report (Updated 2023)

CRD# 5638903
JENNIFER MARIE COX is an Investment Adviser, associated with WELLS FARGO CLEARING SERVICES, LLC located at ST. LOUIS, MO. JENNIFER COX’s Central Registration Depository (CRD) number is 5638903 and the FINRA Profile can be found at – https://brokercheck.finra.org/individual/summary/5134112.

Disclosure #1 for JENNIFER COX

    • Event Date: 2/21/2014
    • Disclosure Type: Financial
    • Resolution: Final
    • Type: Bankruptcy
    • Disposition: Discharged
    • Broker Comment: I FILED FOR BANKRUPTCY IN EARLY 2014. IN 2012, I WAS DIAGNOSED WITH AN [REDACTED DISORDER AND WAS PLACED ON A [REDACTEDLIST. I HAVE BEEN TO DOCTORS EVERY 3 MONTHS SINCE THAT TIME. DURING 2012-2014, MY MEDICAL BILLS AVERAGED $15K PER YEAR. IN 2014, I HAD A SINGLE OUTPATIENT SURGERY THAT COST $39K TO MY INSURANCE COMPANY AND $1800 OUT OF POCKET. DURING THE PAST FEW YEARS, MY INCOME DROPPED FROM $40K IN 2008, $33K IN 2011-2012, AND RETURNED TO $40K IN 2013. I FILED FOR BANKRUPTCY DUE TO MEDICAL PURPOSES, NOT DUE TO IRRESPONSIBILITY OF MANAGING MONEY. MY BANKRUPTCY WAS DISCHARGED MAY 2014.
See also  DONALD GLENN EDWARDS at PFS INVESTMENTS INC. - View Complaints, Disclosures, Scams and Audit Report (Updated 2023)


Should I file a FINRA complaint against brokers like JENNIFER MARIE COX?

Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.

Update - 2022.11.15If you have suffered investment losses that may have been caused by JENNIFER MARIE COX’s negligence or fraud, contact a FINRA lawyer today. Most FINRA lawyers work on a contingency fee basis, meaning that you will not be charged for their services unless they successfully collect money for you. Kindly add a comment, or contact us directly if you have any query, or want to be contacted by a FINRA lawyer today!

See also  EDWARD MICHAEL FRACASSO at WELLS FARGO CLEARING SERVICES, LLC - View Complaints, Disclosures, Scams and Audit Report (Updated 2023)

 
BrokerAudit.com helps you make informed choices about brokers and brokerage firms and provides easy access to investment adviser information. Our database reports whether a person or firm is registered, as required by law, to sell securities (stocks, bonds, mutual funds, and more), offer investment advice, or both. We provide you with a snapshot of a broker’s employment history, regulatory actions, investment-related licensing information, arbitrations, and complaints, and allow users to share their experiences and reviews with these brokers and brokerage firms.


Frequently Asked Questions About JENNIFER MARIE COX

What is JENNIFER COX's Central Registration Depository (CRD) Number?

5638903

Which firm is JENNIFER MARIE COX associated with?

WELLS FARGO CLEARING SERVICES, LLC

Where is JENNIFER COX located?

ONE NORTH JEFFERSON AVENUE, ST. LOUIS, MO, 63103

Where can I find more details about JENNIFER COX's Investment Firm?

Visit https://brokercheck.finra.org/firm/summary/19616 to read a detailed report for WELLS FARGO CLEARING SERVICES, LLC

Are there any disclosures, allegations or complaints filed against JENNIFER MARIE COX?

Yes. There are disclosures, allegations, or complaints filed against JENNIFER MARIE COX. Click here to view all details

Where can I download a detailed FINRA report for JENNIFER COX?

Click here to download a detailed FINRA report for JENNIFER COX

Is it safe to do business with JENNIFER MARIE COX?

We’re not sure. Please research JENNIFER COX’s disclosures, allegations and complaints before taking a decision

See also  DAVID A ARTUSI at CHARLES SCHWAB & CO., INC. - View Complaints, Disclosures, Scams and Audit Report (Updated 2023)


Report Inaccuracy
Disclaimer

All information displayed on this page is publicly available information under SEC guidelines, in compliance with 5 U.S.C. § 552 (Freedom of Information Act) and 5 U.S.C. § 552a (the Privacy Act) and is published unmodified, as provided by FINRA. BrokerAudit.com does not modify the data and makes no claims regarding its accuracy, nor will entertain any request to remove any entry. The inclusion of a person or entity in the BrokerAudit Database is not intended to suggest or imply that they have engaged in illegal or improper conduct related to FINRA. BrokerAudit.com intends to offer a platform where suspicious activities can be shared and discussed in a secure environment.



 

Originally posted on November 17, 2022 @ 9:02 pm

Share your experience with this broker

Leave a reply

Broker Audit
Logo
Register New Account