Jennifer Elizabeth Finn at THRIVENT DISTRIBUTORS, LLC – View Complaints, Disclosures, Scams and Audit Report (Updated 2023)

CRD# 6843817
Jennifer Elizabeth Finn is an Investment Adviser, associated with THRIVENT DISTRIBUTORS, LLC located at Minneapolis, MN. Jennifer Finn’s Central Registration Depository (CRD) number is 6843817 and the FINRA Profile can be found at – https://brokercheck.finra.org/individual/summary/5134112.

Disclosure #1 for Jennifer Finn

    • Event Date: 7/15/2006
    • Disclosure Type: Criminal
    • Disclosure Resolution: Final Disposition
    • Disclosure Detail :: Criminal Charges :: Charges: False Info to Police
    • Disposition: charge was dropped after 48 hours
    • Amended Charges: Charge was dropped 48 hours after I was arrested
    • Amended Charge Type: OTHER
    • Amended Charge Disposition: charges dropped
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Should I file a FINRA complaint against brokers like Jennifer Elizabeth Finn?

Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.

Update - 2022.11.15If you have suffered investment losses that may have been caused by Jennifer Elizabeth Finn’s negligence or fraud, contact a FINRA lawyer today. Most FINRA lawyers work on a contingency fee basis, meaning that you will not be charged for their services unless they successfully collect money for you. Kindly add a comment, or contact us directly if you have any query, or want to be contacted by a FINRA lawyer today!

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Frequently Asked Questions About Jennifer Elizabeth Finn

What is Jennifer Finn's Central Registration Depository (CRD) Number?

6843817

Which firm is Jennifer Elizabeth Finn associated with?

THRIVENT DISTRIBUTORS, LLC

Where is Jennifer Finn located?

901 Marquette Avenue, Minneapolis, MN, 55402-3265

Where can I find more details about Jennifer Finn's Investment Firm?

Visit https://brokercheck.finra.org/firm/summary/179512 to read a detailed report for THRIVENT DISTRIBUTORS, LLC

Are there any disclosures, allegations or complaints filed against Jennifer Elizabeth Finn?

Yes. There are disclosures, allegations, or complaints filed against Jennifer Elizabeth Finn. Click here to view all details

Where can I download a detailed FINRA report for Jennifer Finn?

Click here to download a detailed FINRA report for Jennifer Finn

Is it safe to do business with Jennifer Elizabeth Finn?

We’re not sure. Please research Jennifer Finn’s disclosures, allegations and complaints before taking a decision

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Originally reported on November 17, 2022 @ 8:33 pm

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