JEFFREY ROBERT MESTON at UBS FINANCIAL SERVICES INC. – View Complaints, Disclosures, Scams and Audit Report (Updated 2023)

CRD# 5334825
JEFFREY ROBERT MESTON is an Investment Adviser, associated with UBS FINANCIAL SERVICES INC. located at SEATTLE, WA. JEFFREY MESTON’s Central Registration Depository (CRD) number is 5334825 and the FINRA Profile can be found at – https://brokercheck.finra.org/individual/summary/5134112.

Disclosure #1 for JEFFREY MESTON

    • Event Date: 1/1/1990
    • Disclosure Type: Criminal
    • Resolution: Final Disposition
    • Criminal Charges :: Charges: Misdemeanor Class A – use of invalid license
    • Disposition: Convicted
    • Broker Comment: In 1990, when I was 18 years old and right out of high school, I was arrested for possession of a fake ID. I ultimately pled guilty to the misuse of an Oregon State Driver’s License for this youthful indiscretion. I received a suspended sentence, community service and one years’ probation. Misdemeanor offenses like these, if committed today, no longer even need to be reported. I take full responsibility for my actions, and this decades old event has no impact on my professional responsibilities as a financial advisor.
See also  ANDREW M MBAYA at UBS FINANCIAL SERVICES INC. - View Complaints, Disclosures, Scams and Audit Report (Updated 2023)


Should I file a FINRA complaint against brokers like JEFFREY ROBERT MESTON?

Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.

Update - 2022.11.15If you have suffered investment losses that may have been caused by JEFFREY ROBERT MESTON’s negligence or fraud, contact a FINRA lawyer today. Most FINRA lawyers work on a contingency fee basis, meaning that you will not be charged for their services unless they successfully collect money for you. Kindly add a comment, or contact us directly if you have any query, or want to be contacted by a FINRA lawyer today!

See also  Shawn Bina at U.S. BANCORP INVESTMENTS, INC. - View Complaints, Disclosures, Scams and Audit Report (Updated 2023)

 
BrokerAudit.com helps you make informed choices about brokers and brokerage firms and provides easy access to investment adviser information. Our database reports whether a person or firm is registered, as required by law, to sell securities (stocks, bonds, mutual funds, and more), offer investment advice, or both. We provide you with a snapshot of a broker’s employment history, regulatory actions, investment-related licensing information, arbitrations, and complaints, and allow users to share their experiences and reviews with these brokers and brokerage firms.


Frequently Asked Questions About JEFFREY ROBERT MESTON

What is JEFFREY MESTON's Central Registration Depository (CRD) Number?

5334825

Which firm is JEFFREY ROBERT MESTON associated with?

UBS FINANCIAL SERVICES INC.

Where is JEFFREY MESTON located?

925 4TH AVE, SEATTLE, WA, 98104

Where can I find more details about JEFFREY MESTON's Investment Firm?

Visit https://brokercheck.finra.org/firm/summary/8174 to read a detailed report for UBS FINANCIAL SERVICES INC.

Are there any disclosures, allegations or complaints filed against JEFFREY ROBERT MESTON?

Yes. There are disclosures, allegations, or complaints filed against JEFFREY ROBERT MESTON. Click here to view all details

Where can I download a detailed FINRA report for JEFFREY MESTON?

Click here to download a detailed FINRA report for JEFFREY MESTON

Is it safe to do business with JEFFREY ROBERT MESTON?

We’re not sure. Please research JEFFREY MESTON’s disclosures, allegations and complaints before taking a decision

See also  JOHN PHILLIP BURTON at CETERA ADVISOR NETWORKS LLC - View Complaints, Disclosures, Scams and Audit Report (Updated 2023)


Report Inaccuracy
Disclaimer

All information displayed on this page is publicly available information under SEC guidelines, in compliance with 5 U.S.C. § 552 (Freedom of Information Act) and 5 U.S.C. § 552a (the Privacy Act) and is published unmodified, as provided by FINRA. BrokerAudit.com does not modify the data and makes no claims regarding its accuracy, nor will entertain any request to remove any entry. The inclusion of a person or entity in the BrokerAudit Database is not intended to suggest or imply that they have engaged in illegal or improper conduct related to FINRA. BrokerAudit.com intends to offer a platform where suspicious activities can be shared and discussed in a secure environment.



 

Originally posted on November 17, 2022 @ 8:57 pm

Share your experience with this broker

Leave a reply

Broker Audit
Logo
Register New Account