JEFFREY D WOLFE at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED – View Complaints, Disclosures, Scams and Audit Report (Updated 2023)

CRD# 2636536
JEFFREY D WOLFE is an Investment Adviser, associated with MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED located at COLUMBUS, OH. JEFFREY WOLFE’s Central Registration Depository (CRD) number is 2636536 and the FINRA Profile can be found at – https://brokercheck.finra.org/individual/summary/5134112.

Disclosure #1 for JEFFREY WOLFE

    • Event Date: 12/16/1997
    • Disclosure Type: Criminal
    • Disclosure Resolution: Final Disposition
    • Disclosure Detail :: Criminal Charges :: Charges: WAS EATING REDDI WHIPPED CREAM IN THE STORE AND WAS CHARGED WITH THEFT WHICH WAS REDUCED TO DISORDERLY CONDUCT. TOTAL VALUE OF ITEM WAS $3.98.
    • Disposition: PLEAD GUILTY TO A REDUCED CHARGE OF DISORDERLY CONDUCT. WAS FINED $100 PLUS COURT COST OF $63 FOR A TOTAL OF $163.
    • Broker Comment: PLEASE SEE ATTACHED.
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Should I file a FINRA complaint against brokers like JEFFREY D WOLFE?

Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.

Update - 2022.11.15If you have suffered investment losses that may have been caused by JEFFREY D WOLFE’s negligence or fraud, contact a FINRA lawyer today. Most FINRA lawyers work on a contingency fee basis, meaning that you will not be charged for their services unless they successfully collect money for you. Kindly add a comment, or contact us directly if you have any query, or want to be contacted by a FINRA lawyer today!

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Frequently Asked Questions About JEFFREY D WOLFE

What is JEFFREY WOLFE's Central Registration Depository (CRD) Number?

2636536

Which firm is JEFFREY D WOLFE associated with?

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Where is JEFFREY WOLFE located?

20 E BROAD ST, COLUMBUS, OH, 43215

Where can I find more details about JEFFREY WOLFE's Investment Firm?

Visit https://brokercheck.finra.org/firm/summary/7691 to read a detailed report for MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Are there any disclosures, allegations or complaints filed against JEFFREY D WOLFE?

Yes. There are disclosures, allegations, or complaints filed against JEFFREY D WOLFE. Click here to view all details

Where can I download a detailed FINRA report for JEFFREY WOLFE?

Click here to download a detailed FINRA report for JEFFREY WOLFE

Is it safe to do business with JEFFREY D WOLFE?

We’re not sure. Please research JEFFREY WOLFE’s disclosures, allegations and complaints before taking a decision

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