JEFFREY BICKNELL BURKE at UBS FINANCIAL SERVICES INC. – View Complaints, Disclosures, Scams and Audit Report (Updated 2023)

CRD# 4597874
JEFFREY BICKNELL BURKE is an Investment Adviser, associated with UBS FINANCIAL SERVICES INC. located at SAN FRANCISCO, CA. JEFFREY BURKE’s Central Registration Depository (CRD) number is 4597874 and the FINRA Profile can be found at –

Disclosure #1 for JEFFREY BURKE

    • Event Date: 9/19/2018
    • Disclosure Type: Customer Dispute
    • Disclosure Resolution: Denied
    • Disclosure Detail :: Allegations: Time Frame: April 20, 2017 to September 18, 2018 Allegations: The client alleges his Financial Advisor failed to follow his instructions by not placing him in a more aggressive portfolio. The alleged damages are estimated to be in excess of $5,000.00
    • Arbitration Docket Number:
    • Broker Comment: I Inherited this client from another advisor and since April of 2017 I have had numerous exchanges with the client regarding his risk tolerance and asset allocation. In every conversation we agreed upon and an overall strategy and made changes to his allocation when directed by the client. Never once did I fail to follow his instructions or direction. Furthermore, I gave him my honest and prudent advice given this investment profile.
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Should I file a FINRA complaint against brokers like JEFFREY BICKNELL BURKE?

Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.

Update - 2022.11.15If you have suffered investment losses that may have been caused by JEFFREY BICKNELL BURKE’s negligence or fraud, contact a FINRA lawyer today. Most FINRA lawyers work on a contingency fee basis, meaning that you will not be charged for their services unless they successfully collect money for you. Kindly add a comment, or contact us directly if you have any query, or want to be contacted by a FINRA lawyer today!

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Frequently Asked Questions About JEFFREY BICKNELL BURKE

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Visit to read a detailed report for UBS FINANCIAL SERVICES INC.

Are there any disclosures, allegations or complaints filed against JEFFREY BICKNELL BURKE?

Yes. There are disclosures, allegations, or complaints filed against JEFFREY BICKNELL BURKE. Click here to view all details

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Is it safe to do business with JEFFREY BICKNELL BURKE?

We’re not sure. Please research JEFFREY BURKE’s disclosures, allegations and complaints before taking a decision

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Originally reported on November 17, 2022 @ 9:04 pm

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