JEANNE KRISTINE PROIA at SUNDIAL GROUP, LLC – View Complaints, Disclosures, Scams and Audit Report (Updated 2023)

CRD# 7288965
JEANNE KRISTINE PROIA is an Investment Adviser, associated with SUNDIAL GROUP, LLC located at FT. LAUDERDALE, FL. JEANNE PROIA’s Central Registration Depository (CRD) number is 7288965 and the FINRA Profile can be found at – https://brokercheck.finra.org/individual/summary/5134112.

Disclosure #1 for JEANNE PROIA

    • Event Date: 9/13/2021
    • Disclosure Type: Financial
    • Resolution: Final
    • Type: Compromise
    • Disposition: Satisfied/Released
    • Broker Comment: SCHOOL FILED FOR PAYMENT EVEN THOUGH MY SON DID NOT ATTEND. DISAGREEMENT WITH PRIVATE SCHOOL WHICH HAS BEEN RESOLVED.
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Should I file a FINRA complaint against brokers like JEANNE KRISTINE PROIA?

Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.

Update - 2022.11.15If you have suffered investment losses that may have been caused by JEANNE KRISTINE PROIA’s negligence or fraud, contact a FINRA lawyer today. Most FINRA lawyers work on a contingency fee basis, meaning that you will not be charged for their services unless they successfully collect money for you. Kindly add a comment, or contact us directly if you have any query, or want to be contacted by a FINRA lawyer today!

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Frequently Asked Questions About JEANNE KRISTINE PROIA

What is JEANNE PROIA's Central Registration Depository (CRD) Number?

7288965

Which firm is JEANNE KRISTINE PROIA associated with?

SUNDIAL GROUP, LLC

Where is JEANNE PROIA located?

450 E. LAS OLAS BLVD., FT. LAUDERDALE, FL, 33301

Where can I find more details about JEANNE PROIA's Investment Firm?

Visit https://brokercheck.finra.org/firm/summary/158367 to read a detailed report for SUNDIAL GROUP, LLC

Are there any disclosures, allegations or complaints filed against JEANNE KRISTINE PROIA?

Yes. There are disclosures, allegations, or complaints filed against JEANNE KRISTINE PROIA. Click here to view all details

Where can I download a detailed FINRA report for JEANNE PROIA?

Click here to download a detailed FINRA report for JEANNE PROIA

Is it safe to do business with JEANNE KRISTINE PROIA?

We’re not sure. Please research JEANNE PROIA’s disclosures, allegations and complaints before taking a decision

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Originally posted on November 17, 2022 @ 9:05 pm

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