JASON ERIC SCHIFFMAN at VANGUARD MARKETING CORPORATION – View Complaints, Disclosures, Scams and Audit Report (Updated 2023)

CRD# 5828564
JASON ERIC SCHIFFMAN is an Investment Adviser, associated with VANGUARD MARKETING CORPORATION located at SCOTTSDALE, AZ. JASON SCHIFFMAN’s Central Registration Depository (CRD) number is 5828564 and the FINRA Profile can be found at – https://brokercheck.finra.org/individual/summary/5134112.

Disclosure #1 for JASON SCHIFFMAN

    • Event Date: 10/4/2018
    • Disclosure Type: Customer Dispute
    • Resolution: Settled
    • Allegations: The client stated that the representative did not inform her of the Foreign Investor Policy which prohibited her sister from investing in Vanguard funds. As a result, the client states they lost money while the funds were not invested.
    • Settlement Amount: $2,000.00
    • Arbitration Docket Number:
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Should I file a FINRA complaint against brokers like JASON ERIC SCHIFFMAN?

Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.

Update - 2022.11.15If you have suffered investment losses that may have been caused by JASON ERIC SCHIFFMAN’s negligence or fraud, contact a FINRA lawyer today. Most FINRA lawyers work on a contingency fee basis, meaning that you will not be charged for their services unless they successfully collect money for you. Kindly add a comment, or contact us directly if you have any query, or want to be contacted by a FINRA lawyer today!

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Frequently Asked Questions About JASON ERIC SCHIFFMAN

What is JASON SCHIFFMAN's Central Registration Depository (CRD) Number?


Which firm is JASON ERIC SCHIFFMAN associated with?


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Where can I find more details about JASON SCHIFFMAN's Investment Firm?

Visit https://brokercheck.finra.org/firm/summary/7452 to read a detailed report for VANGUARD MARKETING CORPORATION

Are there any disclosures, allegations or complaints filed against JASON ERIC SCHIFFMAN?

Yes. There are disclosures, allegations, or complaints filed against JASON ERIC SCHIFFMAN. Click here to view all details

Where can I download a detailed FINRA report for JASON SCHIFFMAN?

Click here to download a detailed FINRA report for JASON SCHIFFMAN

Is it safe to do business with JASON ERIC SCHIFFMAN?

We’re not sure. Please research JASON SCHIFFMAN’s disclosures, allegations and complaints before taking a decision

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Originally reported on November 17, 2022 @ 9:07 pm

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