RedFlag, Allegation and/or Complaint against JAMES TAYLOR MANN
Disclosure #1 for JAMES MANN
- Event Date: 8/31/2016
- Disclosure Type: Customer Dispute
- Disclosure Resolution: Denied
- Disclosure Detail :: Allegations: Time Frame: July 8, 2015 to January 20, 2016 The client alleges his Financial Advisor did not advise him of the risks associated with the investment as well as the limit of the investment related to the total asset.
- Damage Amount Requested: $74,395.26
- Arbitration Docket Number:
Should I file a FINRA complaint against brokers like JAMES TAYLOR MANN?
Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.
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Originally reported on November 17, 2022 @ 9:01 pm