JAMES S YOUNG at VALIC FINANCIAL ADVISORS, INC. – View Complaints, Disclosures, Scams and Audit Report (Updated 2023)

CRD# 4813049
JAMES S YOUNG is an Investment Adviser, associated with VALIC FINANCIAL ADVISORS, INC. located at TALLAHASSEE, FL. JAMES YOUNG’s Central Registration Depository (CRD) number is 4813049 and the FINRA Profile can be found at – https://brokercheck.finra.org/individual/summary/5134112.

Disclosure #1 for JAMES YOUNG

    • Event Date: 6/14/2021
    • Disclosure Type: Judgment / Lien
    • Disclosure Resolution:
    • Disclosure Detail :: Judgment/Lien Amount: $19,831.11
    • Judgment/Lien Type: Civil
    • Broker Comment: Business loan that got behind during Covid. I have been working with compnay to alleviate the debt. I did not know there was a judgement


Should I file a FINRA complaint against brokers like JAMES S YOUNG?

Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.

Update - 2022.11.15If you have suffered investment losses that may have been caused by JAMES S YOUNG’s negligence or fraud, contact a FINRA lawyer today. Most FINRA lawyers work on a contingency fee basis, meaning that you will not be charged for their services unless they successfully collect money for you. Kindly add a comment, or contact us directly if you have any query, or want to be contacted by a FINRA lawyer today!

 
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Frequently Asked Questions About JAMES S YOUNG

What is JAMES YOUNG's Central Registration Depository (CRD) Number?

4813049

Which firm is JAMES S YOUNG associated with?

VALIC FINANCIAL ADVISORS, INC.

Where is JAMES YOUNG located?

825 THOMASVILLE ROAD, TALLAHASSEE, FL, 32303

Where can I find more details about JAMES YOUNG's Investment Firm?

Visit https://brokercheck.finra.org/firm/summary/42803 to read a detailed report for VALIC FINANCIAL ADVISORS, INC.

Are there any disclosures, allegations or complaints filed against JAMES S YOUNG?

Yes. There are disclosures, allegations, or complaints filed against JAMES S YOUNG. Click here to view all details

Where can I download a detailed FINRA report for JAMES YOUNG?

Click here to download a detailed FINRA report for JAMES YOUNG

Is it safe to do business with JAMES S YOUNG?

We’re not sure. Please research JAMES YOUNG’s disclosures, allegations and complaints before taking a decision


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