RedFlag, Allegation and/or Complaint against JAMES DAVID QUAYLE
Disclosure #1 for JAMES QUAYLE
- Event Date: 4/27/2009
- Disclosure Type: Customer Dispute
- Disclosure Resolution: Denied
- Disclosure Detail :: Allegations: CUSTOMER ALLEGES VARIABLE ANNUITY (VA) ISSUED ON 02/03/2006, WAS TOO RISKY AND SUBACCOUNT MOVEMENT COMPLETED ON 02/03/2006 FOR ANOTHER VA ISSUED ON 11/15/2001 WAS NOT SUITABLE. INVESTIGATION REVEALED SALE WAS SUITABLE AND FULL DISCLOSURE WAS PROVIDED.
- Damage Amount Requested: $35,787.41
- Arbitration Docket Number:
Should I file a FINRA complaint against brokers like JAMES DAVID QUAYLE?
Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.
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Originally reported on November 17, 2022 @ 8:41 pm