RedFlag, Allegation and/or Complaint against JACQUELINE LEE PULFORD
Disclosure #1 for JACQUELINE PULFORD
- Event Date: 7/28/2012
- Disclosure Type: Criminal
- Disclosure Resolution: Final Disposition
- Disclosure Detail :: Criminal Charges :: Charges: I was charged with possession of a controlled substance, in violation of section 11350 (a) of the Health and Safety Code
- Disposition: Dismissed
- Broker Comment: This was a difficult time in my life and I have since learned and matured from my mistakes. I now celebrate 6 years of sobriety and have not had any problems since this occurrence.
Should I file a FINRA complaint against brokers like JACQUELINE LEE PULFORD?
Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.
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