RedFlag, Allegation and/or Complaint against JACOBO JOSE DE LEON CISNEROS
Disclosure #1 for JACOBO DE LEON CISNEROS
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- Event Date: 5/15/2019
- Disclosure Type: Customer Dispute
- Resolution: Settled
- Allegations: Customer sent an email on May 15 2019 regarding 40,000 bonds which he did not know why they were removed from his account back on May 5 2017. Broker never responded to a corporate action on the bond which would have given the customer $5136. The offer was $128.40 per 1000 face value.
- Damage Amount Requested: $5,136.00
- Settlement Amount: $5,136.00
- Arbitration Docket Number:
Should I file a FINRA complaint against brokers like JACOBO JOSE DE LEON CISNEROS?
Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.
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Originally reported on November 17, 2022 @ 9:32 pm
