RedFlag, Allegation and/or Complaint against Jacob C Wilson
Disclosure #1 for Jacob Wilson
- Event Date: 7/5/2015
- Disclosure Type: Criminal
- Disclosure Resolution: Final Disposition
- Disclosure Detail :: Criminal Charges :: Charges: Charged with using false ID to obtain alcohol
- Disposition: Dismissed
- Broker Comment: In early 2015 before I was the age of 21 I attempted to use false ID to purchase alcohol, and was charged for such. However, following a deferred prosecution program all charges were completely dismissed.
Should I file a FINRA complaint against brokers like Jacob C Wilson?
Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.
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Originally reported on November 17, 2022 @ 9:06 pm