HEATHER DANIELE LUKE at SAFRA SECURITIES LLC – View Complaints, Disclosures, Scams and Audit Report (Updated 2023)

CRD# 6079815
HEATHER DANIELE LUKE is an Investment Adviser, associated with SAFRA SECURITIES LLC located at NEW YORK, NY. HEATHER LUKE’s Central Registration Depository (CRD) number is 6079815 and the FINRA Profile can be found at – https://brokercheck.finra.org/individual/summary/5134112.

Disclosure #1 for HEATHER LUKE

    • Event Date: 11/12/2019
    • Disclosure Type: Judgment / Lien
    • Resolution:
    • Judgment/Lien Amount: $14,933.68
    • Judgment/Lien Type: Civil
    • Broker Comment: By assisting my family has lead me to be in this circumstance. I am currently in the process of paying off this judgement.
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Should I file a FINRA complaint against brokers like HEATHER DANIELE LUKE?

Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.

Update - 2022.11.15If you have suffered investment losses that may have been caused by HEATHER DANIELE LUKE’s negligence or fraud, contact a FINRA lawyer today. Most FINRA lawyers work on a contingency fee basis, meaning that you will not be charged for their services unless they successfully collect money for you. Kindly add a comment, or contact us directly if you have any query, or want to be contacted by a FINRA lawyer today!

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Frequently Asked Questions About HEATHER DANIELE LUKE

What is HEATHER LUKE's Central Registration Depository (CRD) Number?


Which firm is HEATHER DANIELE LUKE associated with?


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Where can I find more details about HEATHER LUKE's Investment Firm?

Visit https://brokercheck.finra.org/firm/summary/47873 to read a detailed report for SAFRA SECURITIES LLC

Are there any disclosures, allegations or complaints filed against HEATHER DANIELE LUKE?

Yes. There are disclosures, allegations, or complaints filed against HEATHER DANIELE LUKE. Click here to view all details

Where can I download a detailed FINRA report for HEATHER LUKE?

Click here to download a detailed FINRA report for HEATHER LUKE

Is it safe to do business with HEATHER DANIELE LUKE?

We’re not sure. Please research HEATHER LUKE’s disclosures, allegations and complaints before taking a decision

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Originally reported on November 17, 2022 @ 8:33 pm

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