RedFlag, Allegation and/or Complaint against HEATH AUSTIN TREKELL
Disclosure #1 for HEATH TREKELL
- Event Date: 1/12/2009
- Disclosure Type: Judgment / Lien
- Disclosure Resolution:
- Disclosure Detail :: Judgment/Lien Amount: $4,773.00
- Judgment/Lien Type: Civil
- Broker Comment: TOOK TIME AWAY FROM BUSINESS WHEN SON DIED, GOT BEHIND FINANCIALLY. I AM NOW MORE SOUND FINANCIALLY AND HAVE TAKEN APPROPRIATE MEASURES TO RECTIFY THIS.
Should I file a FINRA complaint against brokers like HEATH AUSTIN TREKELL?
Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.
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