GREGORY SCOTT KETRON at PFS INVESTMENTS INC. – View Complaints, Disclosures, Scams and Audit Report (Updated 2023)

CRD# 4542562
GREGORY SCOTT KETRON is an Investment Adviser, associated with PFS INVESTMENTS INC. located at BETTENDORF, IA. GREGORY KETRON’s Central Registration Depository (CRD) number is 4542562 and the FINRA Profile can be found at – https://brokercheck.finra.org/individual/summary/5134112.

Disclosure #1 for GREGORY KETRON

    • Event Date: 12/1/1989
    • Disclosure Type: Criminal
    • Disclosure Resolution: Final Disposition
    • Disclosure Detail :: Criminal Charges :: Charges: 1. 4 COUNTS THEFT/CONTROL/INTENT/< $3000/1ST 2) MISDEMEANOR 3)GUILTY PLEA JUVENIAL 4)N/A 1) 2 COUNTS THEFT/CONTROL/INTENT/>$300.00/1ST 2)FELONY-DISMISSED-JUVENIAL 3)NONE 4)NA
    • Charge Type: FELONY
    • Disposition: 4 COUNTS MISDEMEANOR-CONVICTED 03/01/1990-PROBATION 1 YEAR-COURT COST AND RESTITUTION (2 COUNTS FELONY-DISMISSED BY STATE MOTION) $4867.17- 04-02-1990 SPLIT BETWEEN 3 PEOPLE
    • Broker Comment: AT THE AGE OF 17 AS A SENIOR IN HIGH SCHOOL 2 CLASSMATES AND I HAD TAKEN PIGS FROM A NEIGHBORING FARM. WE WERE NOT AWARE OF THE CONSEQUENCES AND WERE TRULY SORRY FOR OUR ACTIONS. THE DATE APROX 11-1989
See also  THOMAS PATRICK PASCUITE at PFS INVESTMENTS INC. - View Complaints, Disclosures, Scams and Audit Report (Updated 2023)


Should I file a FINRA complaint against brokers like GREGORY SCOTT KETRON?

Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.

Update - 2022.11.15If you have suffered investment losses that may have been caused by GREGORY SCOTT KETRON’s negligence or fraud, contact a FINRA lawyer today. Most FINRA lawyers work on a contingency fee basis, meaning that you will not be charged for their services unless they successfully collect money for you. Kindly add a comment, or contact us directly if you have any query, or want to be contacted by a FINRA lawyer today!

See also  Gillian Huan Yih Lim at PFS INVESTMENTS INC. - View Complaints, Disclosures, Scams and Audit Report (Updated 2023)

 
BrokerAudit.com helps you make informed choices about brokers and brokerage firms and provides easy access to investment adviser information. Our database reports whether a person or firm is registered, as required by law, to sell securities (stocks, bonds, mutual funds, and more), offer investment advice, or both. We provide you with a snapshot of a broker’s employment history, regulatory actions, investment-related licensing information, arbitrations, and complaints, and allow users to share their experiences and reviews with these brokers and brokerage firms.


Frequently Asked Questions About GREGORY SCOTT KETRON

What is GREGORY KETRON's Central Registration Depository (CRD) Number?

4542562

Which firm is GREGORY SCOTT KETRON associated with?

PFS INVESTMENTS INC.

Where is GREGORY KETRON located?

2435 E KIMBERLY RD, BETTENDORF, IA, 52722

Where can I find more details about GREGORY KETRON's Investment Firm?

Visit https://brokercheck.finra.org/firm/summary/10111 to read a detailed report for PFS INVESTMENTS INC.

Are there any disclosures, allegations or complaints filed against GREGORY SCOTT KETRON?

Yes. There are disclosures, allegations, or complaints filed against GREGORY SCOTT KETRON. Click here to view all details

Where can I download a detailed FINRA report for GREGORY KETRON?

Click here to download a detailed FINRA report for GREGORY KETRON

Is it safe to do business with GREGORY SCOTT KETRON?

We’re not sure. Please research GREGORY KETRON’s disclosures, allegations and complaints before taking a decision

See also  PAUL FONSECA at PFS INVESTMENTS INC. - View Complaints, Disclosures, Scams and Audit Report (Updated 2023)


Report Inaccuracy
Disclaimer

All information displayed on this page is publicly available information under SEC guidelines, in compliance with 5 U.S.C. § 552 (Freedom of Information Act) and 5 U.S.C. § 552a (the Privacy Act) and is published unmodified, as provided by FINRA. BrokerAudit.com does not modify the data and makes no claims regarding its accuracy, nor will entertain any request to remove any entry. The inclusion of a person or entity in the BrokerAudit Database is not intended to suggest or imply that they have engaged in illegal or improper conduct related to FINRA. BrokerAudit.com intends to offer a platform where suspicious activities can be shared and discussed in a secure environment.



 

Originally reported on November 17, 2022 @ 7:58 pm

Share your experience with this broker

Leave a reply

Broker Audit
Logo
Register New Account