RedFlag, Allegation and/or Complaint against GREGORY DAN NICHOLAS
Disclosure #1 for GREGORY NICHOLAS
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- Event Date: 5/17/2000
- Disclosure Type: Criminal
- Resolution: Final Disposition
- Criminal Charges :: Charges: 257.6256D – OPERATING – WHILE INTOXICATED/IMPAIRED/WITH THE. FPVAR. PRESENCE OF A CONTROLLED SUBSTANCE -. 3RD OFFENSE
- Disposition: Convicted
- Broker Comment: DRUNK DRIVING 2ND OFFENSE. FINAL DISPOSITION COMPLETED. PROBATION ENDED IN 2006. COURT FEES OF $1500 PAID AS OF MAY 2001. THE CHARGE AND CONVICTION WERE THE SAME OFFENSE
Should I file a FINRA complaint against brokers like GREGORY DAN NICHOLAS?
Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.
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Originally reported on November 17, 2022 @ 8:47 pm
