GOLAM FARHAD CHOWDHURY at WELLS FARGO CLEARING SERVICES, LLC – View Complaints, Disclosures, Scams and Audit Report (Updated 2023)

CRD# 4484166
GOLAM FARHAD CHOWDHURY is an Investment Adviser, associated with WELLS FARGO CLEARING SERVICES, LLC located at WEST PALM BEACH, FL. GOLAM CHOWDHURY’s Central Registration Depository (CRD) number is 4484166 and the FINRA Profile can be found at – https://brokercheck.finra.org/individual/summary/5134112.

Disclosure #1 for GOLAM CHOWDHURY

    • Event Date: 2/7/2013
    • Disclosure Type: Regulatory
    • Disclosure Resolution: Final
    • Initiated By: FLORIDA DEPARTMENT OF FINANCIAL SERVICES
    • Allegations: FAILURE TO COMPLETE INSURANCE CONTINUING EDUCATION CREDIT HOURS
    • Resolution: Consent
    • Sanction Details :: Sanctions: Civil and Administrative Penalty(ies)/Fine(s)
    • Sanction Details :: Amount: $250.00


Should I file a FINRA complaint against brokers like GOLAM FARHAD CHOWDHURY?

Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.

Update - 2022.11.15If you have suffered investment losses that may have been caused by GOLAM FARHAD CHOWDHURY’s negligence or fraud, contact a FINRA lawyer today. Most FINRA lawyers work on a contingency fee basis, meaning that you will not be charged for their services unless they successfully collect money for you. Kindly add a comment, or contact us directly if you have any query, or want to be contacted by a FINRA lawyer today!

 
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Frequently Asked Questions About GOLAM FARHAD CHOWDHURY

What is GOLAM CHOWDHURY's Central Registration Depository (CRD) Number?

4484166

Which firm is GOLAM FARHAD CHOWDHURY associated with?

WELLS FARGO CLEARING SERVICES, LLC

Where is GOLAM CHOWDHURY located?

9861 OKEECHOBEE BLVD, WEST PALM BEACH, FL, 33411

Where can I find more details about GOLAM CHOWDHURY's Investment Firm?

Visit https://brokercheck.finra.org/firm/summary/19616 to read a detailed report for WELLS FARGO CLEARING SERVICES, LLC

Are there any disclosures, allegations or complaints filed against GOLAM FARHAD CHOWDHURY?

Yes. There are disclosures, allegations, or complaints filed against GOLAM FARHAD CHOWDHURY. Click here to view all details

Where can I download a detailed FINRA report for GOLAM CHOWDHURY?

Click here to download a detailed FINRA report for GOLAM CHOWDHURY

Is it safe to do business with GOLAM FARHAD CHOWDHURY?

We’re not sure. Please research GOLAM CHOWDHURY’s disclosures, allegations and complaints before taking a decision


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