GAYLA L PARKS at STATE FARM VP MANAGEMENT CORP. – View Complaints, Disclosures, Scams and Audit Report (Updated 2023)

CRD# 3015163
GAYLA L PARKS is an Investment Adviser, associated with STATE FARM VP MANAGEMENT CORP. located at Tallahasse, FL. GAYLA PARKS’s Central Registration Depository (CRD) number is 3015163 and the FINRA Profile can be found at – https://brokercheck.finra.org/individual/summary/5134112.

Disclosure #1 for GAYLA PARKS

    • Event Date: 2/9/2010
    • Disclosure Type: Regulatory
    • Disclosure Resolution: Final
    • Initiated By: FLORIDA DEPARTMENT OF FINANCIAL SERVICES
    • Allegations: DID NOT COMPLETE THE APPROPRIATE NUMBER OF CE HOURS
    • Resolution: Stipulation and Consent
    • Sanction Details :: Sanctions: Civil and Administrative Penalty(ies)/Fine(s)
    • Sanction Details :: Amount: $250.00
See also  NATHAN MICHAEL MATOUSEK at STATE FARM VP MANAGEMENT CORP. - View Complaints, Disclosures, Scams and Audit Report (Updated 2023)


Should I file a FINRA complaint against brokers like GAYLA L PARKS?

Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.

Update - 2022.11.15If you have suffered investment losses that may have been caused by GAYLA L PARKS’s negligence or fraud, contact a FINRA lawyer today. Most FINRA lawyers work on a contingency fee basis, meaning that you will not be charged for their services unless they successfully collect money for you. Kindly add a comment, or contact us directly if you have any query, or want to be contacted by a FINRA lawyer today!

See also  GRANT CAVENDER SCOFIELD at STATE FARM VP MANAGEMENT CORP. - View Complaints, Disclosures, Scams and Audit Report (Updated 2023)

 
BrokerAudit.com helps you make informed choices about brokers and brokerage firms and provides easy access to investment adviser information. Our database reports whether a person or firm is registered, as required by law, to sell securities (stocks, bonds, mutual funds, and more), offer investment advice, or both. We provide you with a snapshot of a broker’s employment history, regulatory actions, investment-related licensing information, arbitrations, and complaints, and allow users to share their experiences and reviews with these brokers and brokerage firms.


Frequently Asked Questions About GAYLA L PARKS

What is GAYLA PARKS's Central Registration Depository (CRD) Number?

3015163

Which firm is GAYLA L PARKS associated with?

STATE FARM VP MANAGEMENT CORP.

Where is GAYLA PARKS located?

2905 Apalachee Pkwy, Tallahasse, FL, 32301-3609

Where can I find more details about GAYLA PARKS's Investment Firm?

Visit https://brokercheck.finra.org/firm/summary/43036 to read a detailed report for STATE FARM VP MANAGEMENT CORP.

Are there any disclosures, allegations or complaints filed against GAYLA L PARKS?

Yes. There are disclosures, allegations, or complaints filed against GAYLA L PARKS. Click here to view all details

Where can I download a detailed FINRA report for GAYLA PARKS?

Click here to download a detailed FINRA report for GAYLA PARKS

Is it safe to do business with GAYLA L PARKS?

We’re not sure. Please research GAYLA PARKS’s disclosures, allegations and complaints before taking a decision

See also  KEVIN WAYNE SORG at STATE FARM VP MANAGEMENT CORP. - View Complaints, Disclosures, Scams and Audit Report (Updated 2023)


Report Inaccuracy
Disclaimer

All information displayed on this page is publicly available information under SEC guidelines, in compliance with 5 U.S.C. § 552 (Freedom of Information Act) and 5 U.S.C. § 552a (the Privacy Act) and is published unmodified, as provided by FINRA. BrokerAudit.com does not modify the data and makes no claims regarding its accuracy, nor will entertain any request to remove any entry. The inclusion of a person or entity in the BrokerAudit Database is not intended to suggest or imply that they have engaged in illegal or improper conduct related to FINRA. BrokerAudit.com intends to offer a platform where suspicious activities can be shared and discussed in a secure environment.



 

Originally posted on November 17, 2022 @ 8:56 pm

Share your experience with this broker

Leave a reply

Broker Audit
Logo
Register New Account