GARY LEE LAMUSGA at SECURIAN FINANCIAL SERVICES, INC. – View Complaints, Disclosures, Scams and Audit Report (Updated 2023)

CRD# 1160789
GARY LEE LAMUSGA is an Investment Adviser, associated with SECURIAN FINANCIAL SERVICES, INC. located at WALNUT CREEK, CA. GARY LAMUSGA’s Central Registration Depository (CRD) number is 1160789 and the FINRA Profile can be found at – https://brokercheck.finra.org/individual/summary/5134112.

Disclosure #1 for GARY LAMUSGA

    • Event Date: 10/14/2016
    • Disclosure Type: Customer Dispute
    • Disclosure Resolution: Settled
    • Disclosure Detail :: Allegations: OPTIONAL DEATH BENEFIT RIDER WAS NOT ADDED TO CONTRACT AS AGREED UPON.
    • Damage Amount Requested: $5,000.00
    • Settlement Amount: $60,629.12
    • Arbitration Docket Number:
    • Broker Comment: WITHOUT RR ADMITTING OR DENYING THE ALLEGATIONS, A SETTLEMENT WAS REACHED IN ORDER TO RESOLVE AN OUTSTANDING CLAIM.


Should I file a FINRA complaint against brokers like GARY LEE LAMUSGA?

Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.

Update - 2022.11.15If you have suffered investment losses that may have been caused by GARY LEE LAMUSGA’s negligence or fraud, contact a FINRA lawyer today. Most FINRA lawyers work on a contingency fee basis, meaning that you will not be charged for their services unless they successfully collect money for you. Kindly add a comment, or contact us directly if you have any query, or want to be contacted by a FINRA lawyer today!

 
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Frequently Asked Questions About GARY LEE LAMUSGA

What is GARY LAMUSGA's Central Registration Depository (CRD) Number?

1160789

Which firm is GARY LEE LAMUSGA associated with?

SECURIAN FINANCIAL SERVICES, INC.

Where is GARY LAMUSGA located?

2815 Mitchell Drive, WALNUT CREEK, CA, 94598

Where can I find more details about GARY LAMUSGA's Investment Firm?

Visit https://brokercheck.finra.org/firm/summary/15296 to read a detailed report for SECURIAN FINANCIAL SERVICES, INC.

Are there any disclosures, allegations or complaints filed against GARY LEE LAMUSGA?

Yes. There are disclosures, allegations, or complaints filed against GARY LEE LAMUSGA. Click here to view all details

Where can I download a detailed FINRA report for GARY LAMUSGA?

Click here to download a detailed FINRA report for GARY LAMUSGA

Is it safe to do business with GARY LEE LAMUSGA?

We’re not sure. Please research GARY LAMUSGA’s disclosures, allegations and complaints before taking a decision


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