Gabriella Alvarenga at UBS FINANCIAL SERVICES INC. – View Complaints, Disclosures, Scams and Audit Report (Updated 2023)

CRD# 6963359
Gabriella Alvarenga is an Investment Adviser, associated with UBS FINANCIAL SERVICES INC. located at CORAL GABLES, FL. Gabriella Alvarenga’s Central Registration Depository (CRD) number is 6963359 and the FINRA Profile can be found at –

Disclosure #1 for Gabriella Alvarenga

    • Event Date: 5/9/2008
    • Disclosure Type: Criminal
    • Disclosure Resolution: Final Disposition
    • Disclosure Detail :: Criminal Charges :: Charges: burglary
    • Disposition: Dismissed
    • Broker Comment: This is the only time in my life that I did not consider my consequences of my actions. There was no prosecution of this case as evidence, see attached.
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Should I file a FINRA complaint against brokers like Gabriella Alvarenga?

Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.

Update - 2022.11.15If you have suffered investment losses that may have been caused by Gabriella Alvarenga’s negligence or fraud, contact a FINRA lawyer today. Most FINRA lawyers work on a contingency fee basis, meaning that you will not be charged for their services unless they successfully collect money for you. Kindly add a comment, or contact us directly if you have any query, or want to be contacted by a FINRA lawyer today!

See also  GEORGE ANDRE DESAULNIERS at UBS FINANCIAL SERVICES INC. - View Complaints, Disclosures, Scams and Audit Report (Updated 2023) helps you make informed choices about brokers and brokerage firms and provides easy access to investment adviser information. Our database reports whether a person or firm is registered, as required by law, to sell securities (stocks, bonds, mutual funds, and more), offer investment advice, or both. We provide you with a snapshot of a broker’s employment history, regulatory actions, investment-related licensing information, arbitrations, and complaints, and allow users to share their experiences and reviews with these brokers and brokerage firms.

Frequently Asked Questions About Gabriella Alvarenga

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Where can I find more details about Gabriella Alvarenga's Investment Firm?

Visit to read a detailed report for UBS FINANCIAL SERVICES INC.

Are there any disclosures, allegations or complaints filed against Gabriella Alvarenga?

Yes. There are disclosures, allegations, or complaints filed against Gabriella Alvarenga. Click here to view all details

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Click here to download a detailed FINRA report for Gabriella Alvarenga

Is it safe to do business with Gabriella Alvarenga?

We’re not sure. Please research Gabriella Alvarenga’s disclosures, allegations and complaints before taking a decision

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Originally posted on November 17, 2022 @ 9:04 pm

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