FREDERICK PAUL CARDINALE at AVANTAX INVESTMENT SERVICES, INC. – View Complaints, Disclosures, Scams and Audit Report (Updated 2023)

CRD# 2566322
FREDERICK PAUL CARDINALE is an Investment Adviser, associated with AVANTAX INVESTMENT SERVICES, INC. located at Lutz, FL. FREDERICK CARDINALE’s Central Registration Depository (CRD) number is 2566322 and the FINRA Profile can be found at – https://brokercheck.finra.org/individual/summary/5134112.

Disclosure #1 for FREDERICK CARDINALE

    • Event Date: 4/8/2010
    • Disclosure Type: Regulatory
    • Disclosure Resolution: Final
    • Initiated By: FLORIDA
    • Allegations: UNREGISTERED ACTIVITY
    • Resolution: Stipulation and Consent
    • Sanction Details :: Sanctions: Cease and Desist Sanctions: Civil and Administrative Penalty(ies)/Fine(s)
    • Sanction Details :: Amount: $5,000.00
    • Broker Comment: ERROR AT EMPLOYING FIRM CAUSED APPLICANT TO UNKNOWINGLY CONDUCT INVESTMENT ADVISORY BUSINESS IN FLORIDA WITHOUT ALL STATE REGISTRATIONS.
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Should I file a FINRA complaint against brokers like FREDERICK PAUL CARDINALE?

Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.

Update - 2022.11.15If you have suffered investment losses that may have been caused by FREDERICK PAUL CARDINALE’s negligence or fraud, contact a FINRA lawyer today. Most FINRA lawyers work on a contingency fee basis, meaning that you will not be charged for their services unless they successfully collect money for you. Kindly add a comment, or contact us directly if you have any query, or want to be contacted by a FINRA lawyer today!

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Frequently Asked Questions About FREDERICK PAUL CARDINALE

What is FREDERICK CARDINALE's Central Registration Depository (CRD) Number?

2566322

Which firm is FREDERICK PAUL CARDINALE associated with?

AVANTAX INVESTMENT SERVICES, INC.

Where is FREDERICK CARDINALE located?

23546 State Road 54, Lutz, FL, 33559

Where can I find more details about FREDERICK CARDINALE's Investment Firm?

Visit https://brokercheck.finra.org/firm/summary/13686 to read a detailed report for AVANTAX INVESTMENT SERVICES, INC.

Are there any disclosures, allegations or complaints filed against FREDERICK PAUL CARDINALE?

Yes. There are disclosures, allegations, or complaints filed against FREDERICK PAUL CARDINALE. Click here to view all details

Where can I download a detailed FINRA report for FREDERICK CARDINALE?

Click here to download a detailed FINRA report for FREDERICK CARDINALE

Is it safe to do business with FREDERICK PAUL CARDINALE?

We’re not sure. Please research FREDERICK CARDINALE’s disclosures, allegations and complaints before taking a decision

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