FERDINAND P GARCIA at WOODBURY FINANCIAL SERVICES, INC. – View Complaints, Disclosures, Scams and Audit Report (Updated 2023)

CRD# 2066744
FERDINAND P GARCIA is an Investment Adviser, associated with WOODBURY FINANCIAL SERVICES, INC. located at SAN FRANCISCO, CA. FERDINAND GARCIA’s Central Registration Depository (CRD) number is 2066744 and the FINRA Profile can be found at – https://brokercheck.finra.org/individual/summary/5134112.

Disclosure #1 for FERDINAND GARCIA

    • Event Date: 5/10/2021
    • Disclosure Type: Customer Dispute
    • Disclosure Resolution: Denied
    • Disclosure Detail :: Allegations: Customer alleges Real Estate Investment Trust (REIT) purchased in 2014 was unsuitable.
    • Damage Amount Requested: $5,000.00
    • Arbitration Docket Number:
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Should I file a FINRA complaint against brokers like FERDINAND P GARCIA?

Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.

Update - 2022.11.15If you have suffered investment losses that may have been caused by FERDINAND P GARCIA’s negligence or fraud, contact a FINRA lawyer today. Most FINRA lawyers work on a contingency fee basis, meaning that you will not be charged for their services unless they successfully collect money for you. Kindly add a comment, or contact us directly if you have any query, or want to be contacted by a FINRA lawyer today!

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Frequently Asked Questions About FERDINAND P GARCIA

What is FERDINAND GARCIA's Central Registration Depository (CRD) Number?


Which firm is FERDINAND P GARCIA associated with?


Where is FERDINAND GARCIA located?


Where can I find more details about FERDINAND GARCIA's Investment Firm?

Visit https://brokercheck.finra.org/firm/summary/421 to read a detailed report for WOODBURY FINANCIAL SERVICES, INC.

Are there any disclosures, allegations or complaints filed against FERDINAND P GARCIA?

Yes. There are disclosures, allegations, or complaints filed against FERDINAND P GARCIA. Click here to view all details

Where can I download a detailed FINRA report for FERDINAND GARCIA?

Click here to download a detailed FINRA report for FERDINAND GARCIA

Is it safe to do business with FERDINAND P GARCIA?

We’re not sure. Please research FERDINAND GARCIA’s disclosures, allegations and complaints before taking a decision

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Originally reported on November 17, 2022 @ 9:45 pm

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