FAAZLEEN RAZIA BUKSH at CAPFINANCIAL SECURITIES, LLC. – View Complaints, Disclosures, Scams and Audit Report (Updated 2023)

CRD# 6865190
FAAZLEEN RAZIA BUKSH is an Investment Broker, associated with CAPFINANCIAL SECURITIES, LLC. located at RALEIGH, NC. FAAZLEEN BUKSH’s Central Registration Depository (CRD) number is 6865190 and the FINRA Profile can be found at – https://brokercheck.finra.org/individual/summary/5134112.

Disclosure #1 for FAAZLEEN BUKSH

    • Event Date: 1/6/2022
    • Disclosure Type: Employment Separation After Allegations
    • Disclosure Resolution:
    • Disclosure Detail :: Firm Name: WELLS FARGO CLEARING SERVICES, LLC
    • Termination Type: Voluntary Resignation
    • Allegations: Registered Client Associate cut and pasted a client’s signature on to a Firm document. No client harm was indicated. An original signature was obtained from the impacted client for the document at issue.

Should I file a FINRA complaint against brokers like FAAZLEEN RAZIA BUKSH?

Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.

Update - 2022.11.15If you have suffered investment losses that may have been caused by FAAZLEEN RAZIA BUKSH’s negligence or fraud, contact a FINRA lawyer today. Most FINRA lawyers work on a contingency fee basis, meaning that you will not be charged for their services unless they successfully collect money for you. Kindly add a comment, or contact us directly if you have any query, or want to be contacted by a FINRA lawyer today!

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Frequently Asked Questions About FAAZLEEN RAZIA BUKSH

What is FAAZLEEN BUKSH's Central Registration Depository (CRD) Number?


Which firm is FAAZLEEN RAZIA BUKSH associated with?


Where is FAAZLEEN BUKSH located?

4208 SIX FORKS ROAD #1700, RALEIGH, NC, 27609

Where can I find more details about FAAZLEEN BUKSH's Investment Firm?

Visit https://brokercheck.finra.org/firm/summary/126291 to read a detailed report for CAPFINANCIAL SECURITIES, LLC.

Are there any disclosures, allegations or complaints filed against FAAZLEEN RAZIA BUKSH?

Yes. There are disclosures, allegations, or complaints filed against FAAZLEEN RAZIA BUKSH. Click here to view all details

Where can I download a detailed FINRA report for FAAZLEEN BUKSH?

Click here to download a detailed FINRA report for FAAZLEEN BUKSH

Is it safe to do business with FAAZLEEN RAZIA BUKSH?

We’re not sure. Please research FAAZLEEN BUKSH’s disclosures, allegations and complaints before taking a decision

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