ERIK DUANE CONSTANZER at THRIVENT INVESTMENT MANAGEMENT INC. – View Complaints, Disclosures, Scams and Audit Report (Updated 2023)

CRD# 6018411
ERIK DUANE CONSTANZER is an Investment Adviser, associated with THRIVENT INVESTMENT MANAGEMENT INC. located at Mount Pleasant, SC. ERIK CONSTANZER’s Central Registration Depository (CRD) number is 6018411 and the FINRA Profile can be found at –

Disclosure #1 for ERIK CONSTANZER

    • Event Date: 1/6/2017
    • Disclosure Type: Customer Dispute
    • Resolution: Settled
    • Allegations: Customer alleged he was not informed properly about the VUL contract purchased in July 2016.
    • Damage Amount Requested: $10,800.00
    • Settlement Amount: $11,281.89
    • Arbitration Docket Number:
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Should I file a FINRA complaint against brokers like ERIK DUANE CONSTANZER?

Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.

Update - 2022.11.15If you have suffered investment losses that may have been caused by ERIK DUANE CONSTANZER’s negligence or fraud, contact a FINRA lawyer today. Most FINRA lawyers work on a contingency fee basis, meaning that you will not be charged for their services unless they successfully collect money for you. Kindly add a comment, or contact us directly if you have any query, or want to be contacted by a FINRA lawyer today!

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Frequently Asked Questions About ERIK DUANE CONSTANZER

What is ERIK CONSTANZER's Central Registration Depository (CRD) Number?


Which firm is ERIK DUANE CONSTANZER associated with?


Where is ERIK CONSTANZER located?

1130 Ardmore Dr 304, Mount Pleasant, SC, 29466

Where can I find more details about ERIK CONSTANZER's Investment Firm?

Visit to read a detailed report for THRIVENT INVESTMENT MANAGEMENT INC.

Are there any disclosures, allegations or complaints filed against ERIK DUANE CONSTANZER?

Yes. There are disclosures, allegations, or complaints filed against ERIK DUANE CONSTANZER. Click here to view all details

Where can I download a detailed FINRA report for ERIK CONSTANZER?

Click here to download a detailed FINRA report for ERIK CONSTANZER

Is it safe to do business with ERIK DUANE CONSTANZER?

We’re not sure. Please research ERIK CONSTANZER’s disclosures, allegations and complaints before taking a decision

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Originally reported on November 17, 2022 @ 8:33 pm

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