ERIC WILLIAM CUMMINGS at MML INVESTORS SERVICES, LLC – View Complaints, Disclosures, Scams and Audit Report (Updated 2023)

CRD# 6148992
ERIC WILLIAM CUMMINGS is an Investment Adviser, associated with MML INVESTORS SERVICES, LLC located at SPRINGFIELD, MA. ERIC CUMMINGS’s Central Registration Depository (CRD) number is 6148992 and the FINRA Profile can be found at – https://brokercheck.finra.org/individual/summary/5134112.

Disclosure #1 for ERIC CUMMINGS

    • Event Date: 11/3/2010
    • Disclosure Type: Judgment / Lien
    • Resolution:
    • Judgment/Lien Amount: $1,414.75
    • Judgment/Lien Type: Civil
    • Broker Comment: A HOSPITAL BILL WAS UNPAID. I WENT TO COURT ONCE, ASKED FOR MORE TIME. I WAS UNABLE TO GO TO COURT THE SECOND TIME BECAUSE OF WORK. THEY WOULD NOT RESCHEDULE. I HAVE NOT PAID OFF THE DEBT.
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Should I file a FINRA complaint against brokers like ERIC WILLIAM CUMMINGS?

Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.

Update - 2022.11.15If you have suffered investment losses that may have been caused by ERIC WILLIAM CUMMINGS’s negligence or fraud, contact a FINRA lawyer today. Most FINRA lawyers work on a contingency fee basis, meaning that you will not be charged for their services unless they successfully collect money for you. Kindly add a comment, or contact us directly if you have any query, or want to be contacted by a FINRA lawyer today!

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Frequently Asked Questions About ERIC WILLIAM CUMMINGS

What is ERIC CUMMINGS's Central Registration Depository (CRD) Number?

6148992

Which firm is ERIC WILLIAM CUMMINGS associated with?

MML INVESTORS SERVICES, LLC

Where is ERIC CUMMINGS located?

1295 STATE STREET, SPRINGFIELD, MA, 1111

Where can I find more details about ERIC CUMMINGS's Investment Firm?

Visit https://brokercheck.finra.org/firm/summary/10409 to read a detailed report for MML INVESTORS SERVICES, LLC

Are there any disclosures, allegations or complaints filed against ERIC WILLIAM CUMMINGS?

Yes. There are disclosures, allegations, or complaints filed against ERIC WILLIAM CUMMINGS. Click here to view all details

Where can I download a detailed FINRA report for ERIC CUMMINGS?

Click here to download a detailed FINRA report for ERIC CUMMINGS

Is it safe to do business with ERIC WILLIAM CUMMINGS?

We’re not sure. Please research ERIC CUMMINGS’s disclosures, allegations and complaints before taking a decision

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