Enrique Soto Prado at TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC – View Complaints, Disclosures, Scams and Audit Report (Updated 2023)

CRD# 7013609
Enrique Soto Prado is an Investment Adviser, associated with TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC located at SAN ANTONIO, TX. Enrique Soto Prado’s Central Registration Depository (CRD) number is 7013609 and the FINRA Profile can be found at – https://brokercheck.finra.org/individual/summary/5134112.

Disclosure #1 for Enrique Soto Prado

    • Event Date: 6/1/2018
    • Disclosure Type: Financial
    • Resolution: Final
    • Type: Compromise
    • Disposition: Discharged

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Should I file a FINRA complaint against brokers like Enrique Soto Prado?

Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.

Update - 2022.11.15If you have suffered investment losses that may have been caused by Enrique Soto Prado’s negligence or fraud, contact a FINRA lawyer today. Most FINRA lawyers work on a contingency fee basis, meaning that you will not be charged for their services unless they successfully collect money for you. Kindly add a comment, or contact us directly if you have any query, or want to be contacted by a FINRA lawyer today!

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Frequently Asked Questions About Enrique Soto Prado

What is Enrique Soto Prado's Central Registration Depository (CRD) Number?


Which firm is Enrique Soto Prado associated with?


Where is Enrique Soto Prado located?

17806 IH 10, SAN ANTONIO, TX, 78257

Where can I find more details about Enrique Soto Prado's Investment Firm?

Visit https://brokercheck.finra.org/firm/summary/20472 to read a detailed report for TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC

Are there any disclosures, allegations or complaints filed against Enrique Soto Prado?

Yes. There are disclosures, allegations, or complaints filed against Enrique Soto Prado. Click here to view all details

Where can I download a detailed FINRA report for Enrique Soto Prado?

Click here to download a detailed FINRA report for Enrique Soto Prado

Is it safe to do business with Enrique Soto Prado?

We’re not sure. Please research Enrique Soto Prado’s disclosures, allegations and complaints before taking a decision

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Originally reported on November 17, 2022 @ 8:46 pm

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