RedFlag, Allegation and/or Complaint against ELIZABETH ALANIZ
Disclosure #1 for ELIZABETH ALANIZ
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- Event Date: 5/11/2013
- Disclosure Type: Financial
- Disclosure Resolution: Final
- Disclosure Detail :: Type: Compromise
- Disposition: Satisfied/Released
- Broker Comment: I had been contacting AT&T for some tie via phone and each time they stated it would get resolved. I then walked into an AT&T store as I did not due business with them back then. They then referred me to the collection agency to get this resolved. I agreed to pay the percentage although it was fraudulent as I wanted to resolve this issue that I had been having trouble taking care of with AT&T. I took some of the financial responsibility although it did not belong to me so that I could get it resolved an closed out. AT&T showed accounts with amounts due of $403.90, $394.04 & $341.10. When I was referred to call the collection agency they showed a balance due of $416.06.
Should I file a FINRA complaint against brokers like ELIZABETH ALANIZ?
Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.
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Originally reported on November 17, 2022 @ 9:42 pm
