RedFlag, Allegation and/or Complaint against EIJI GERALD HISHIDA
Disclosure #1 for EIJI HISHIDA
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- Event Date: 2/18/1999
- Disclosure Type: Criminal
- Disclosure Resolution: Final Disposition
- Disclosure Detail :: Criminal Charges :: Charges: BURGLARY IN THE THIRD DEGREE, CLASS 4 FELONY. THIS CHARGE WAS AMENDED TO A MISDEMEANOR OF ATTEMPTED THEFT. I ENTERED INTO A TEMPORARY GUILTY PLEA TO BE ELIGIBLE FOR DIVERSION. AFTER THE DIVERSION;S SUCCESSFUL COMPLETION THE CHARGE WAS DISMISSED.
- Charge Type: FELONY
- Disposition: THE FELONY BURGLARY CHARGE WAS AMENDED TO A DISDEMEANOR OF ATTEMPTED THEFT ON 05/19/1999. I ENTERED INOT A TEMPORARY GUILTY PLEA IN ORDER TO BE ELIGIBLE FOR DIVERSION ON 05/19/1999. PER THE STIPULATIONS OF THE DIVERSION, I HAD TO COMPLETE 12 HOURS OF COMMUNITY SERVICE WITHIN A MONTH AND UPON COMPLETION, THE CHARGE WOULD BE DISMISSED. AFTER SUCCESSFULLY COMPLETING THE DIVERSION, THE CHARGE WAS DISMISSED ON 06/04/1999.
- Broker Comment: ON JULY 4, 1998, A FRIEND AND I ENTERED AN UNFENCED AREA OF ARIZONA STATE UNIVERSITY OUTSIDE OF THE CHEMISTRY BUILDING TO OBTAIN SOME NITORGEN FOR A JULY 4TH PRANK. UNBEKNOWNST TO ME, TO OBTAIN THE NITROGEN YOU HAD TO HAVE AN ACCESS CARD AND WE WERE LEAVING WITHOUT THE NITROGEN. ACCORDING TO THE LEGAL COUNCEL I HIRED, THE ASU POLICE ON THE SCENE OVERREACTED AND CHARGED US WITH A FELONY. THIS CASE WAS DISMISSED AFTER 12 HOURS COMMUNITY SERVICE AND A LIFE LESSON LEARNED.
Should I file a FINRA complaint against brokers like EIJI GERALD HISHIDA?
Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.
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Originally reported on November 17, 2022 @ 9:13 pm
